Assistant Dealing Manager, Wealth Management

CLSA; Hong Kong; On-site; HKD 900,000 - 1,200,000; Full time

Job summary

CLSA in Hong Kong seeks a seasoned trade execution professional to manage cross-asset orders across cash equities, HK futures and global futures/options. The role emphasizes fast, precise execution, strict risk controls, and seamless coordination with sales traders and operations.

You will handle multi-timezone markets, monitor risk in real-time, ensure regulatory compliance, and participate in shift duties to maintain continuous market coverage.

Qualifications

• Postgraduate degree preferred in a related discipline.
• SFC licensed person with Type 1 and 2 and familiar with local regulatory requirements.
• 3-5 years of relevant experience with derivatives pricing, margining, and risk exposure.
• Strong knowledge of US equity markets, HK futures, and global futures/options products.
• Proficiency in trading platforms (Bloomberg, Refinitiv, OMNet, Fidessa) and related tools.
• High numerical accuracy and attention to detail.
• Strong communication skills for interaction with counterparties and internal teams.
• Ability to work under fast-paced, high-pressure conditions and across shifts.
• Awareness of international market regulations (SEC, HK SFC, CFTC).
• Proficient in written and spoken English, Cantonese and Mandarin.

Responsibilities

• Execute buy/sell orders for cash equities across local and overseas markets (US, Asia, Europe).
• Manage HKEX-listed futures and options, and other global futures & options products.
• Ensure all trades meet regulatory requirements, position limits, and client instructions.
• Adhere to exchange rules and internal compliance protocols.
• Monitor open positions and risk exposures in real-time; escalate breaches promptly.
• Provide execution and market coverage during public holidays when markets are open.
• Maintain trade blotters and input trades into order management systems.
• Assist in resolving trade settlements and reconciliations with back-office teams.
• Contribute to process improvement initiatives to increase efficiency in trade workflows.

Skills

SFC license Type 1 & 2

Fast execution

Strong communication

Market knowledge

Education

Postgraduate degree in related discipline

Tools

Bloomberg

Refinitiv

OMNet

Fidessa

Job description

This position is responsible for trade execution across cash equities, overseas stock markets (including US), Hong Kong futures, and global futures/options. The dealer will coordinate closely with the sales trader team and operations to deliver precise and timely trades that optimize client and proprietary outcomes. This position demands strong market knowledge, fast execution capability, and strict compliance with risk limits. The ideal candidate will also require participation in shift and holiday time-off duties to ensure continuous market coverage, with schedules arranged by the team head.

Core competencies - Capable of handling orders across diverse time zones and exchanges. Rapid response to client orders without compromising integrity. Ability to interpret price movements and anticipate market reactions. Proactive monitoring of market and credit risk across products. Responsive communication with clients and sales partners under all duty schedules.

Key Areas of Responsibilities

• Execute buy/sell orders for cash equities across local and overseas markets (US, Asia, Europe)
• Manage HKEX-listed futures and options, as well as other global futures & options products trading
• Ensure all trades meet regulatory requirements, position limits, and client instructions
• Adhere to regulator exchange rules (HKEX, CME, ICE, NYSE/NASDAQ) and internal compliance protocols
• Monitor open positions and risk exposures in real-time; escalate breaches promptly
• Provide execution and market coverage during public holidays when markets remain open as assigned
• Maintain accurate trade blotters and input trades into order management systems
• Assist in resolving trade settlements and reconciliations with back-office teams
• Contribute to process improvement initiatives to increase efficiency in trade workflows

Requirements

• Postgraduate degree holder in related discipline is highly preferred
• SFC licensed person with Type 1 and 2 and familiar with local regulatory and compliance requirements
• 3-5 years relevant experience with solid understanding of derivatives pricing, margining, and risk exposure
• Strong knowledge of US equity markets, HK futures, and global futures/options products
• Proficiency in trading platforms (Bloomberg, Refinitiv, OMNet, Fidessa, or similar)
• High level of numerical accuracy and attention to detail
• Strong communication skills for interacting with counterparties and internal teams
• Ability to work under fast-paced, high-pressure market conditions and across varied shifts
• Awareness of international market regulations (SEC, HK SFC, CFTC)
• Good command of written and spoken English, Cantonese and Mandarin