Assistant Compliance Manager – SFC‑Regulated Trading

Longbridge; Hong Kong; On-site; HKD 700,000 - 1,000,000; Full time

Job summary

Longbridge, an AI-powered online brokerage, seeks an Assistant Compliance Manager to bolster day-to-day regulatory compliance across SFC-regulated activities in Hong Kong. You will monitor operations, track regulatory changes, and promote a transparent, risk-aware culture.

The role requires 5+ years in audit, risk advisory, or regulatory compliance, with HK regulatory knowledge; qualifications such as HKICPA/ACCA/CFA are valued. Fluency in English and Chinese is essential.

Qualifications

• Bachelor’s degree in Law, Accounting, Finance, Business Administration, or related discipline.
• HKICPA/ACCA/CFA or equivalent is highly regarded.
• 5+ years in audit, risk advisory, or regulatory compliance.
• Big 4 or professional services experience strongly preferred.
• Strong understanding of the HK regulatory framework and SFC rules.
• Fluent in English and Chinese (Cantonese and/or Mandarin).

Responsibilities

• Execute daily compliance monitoring routines, thematic reviews, and risk assessments to ensure ongoing regulatory alignment.
• Process employee compliance workflows, including personal account dealing, gifts and entertainment, and potential conflicts of interest.
• Investigate compliance incidents, customer complaints, and potential breaches, ensuring accurate documentation across official registers.
• Assist in maintaining and updating compliance manuals, internal policies, and procedures as Hong Kong regulatory requirements evolve.
• Prepare comprehensive compliance reports and management information (MI) for senior executives and internal committees.
• Track regulatory developments from the SFC and other relevant authorities, translating new rules into clear, practical guidelines for business units.
• Support the firm through SFC reporting, statutory submissions, regulatory inspections, audits, and official inquiries.
• Utilize strong stakeholder management skills to serve as a supportive compliance partner across all operational departments.
• Help deliver internal compliance training programs to promote a positive, open compliance culture across the firm.

Skills

Analytical skills

Problem-solving

Attention to detail

Stakeholder management

Bilingual English & Chinese

Education

Bachelor’s degree in Law/Accounting/Finance/Business

HKICPA/ACCA/CFA or equivalent highly regarded

Job description

Longbridge, an AI-powered online brokerage, seeks an Assistant Compliance Manager to bolster day-to-day regulatory compliance across SFC-regulated activities in Hong Kong. You will monitor operations, track regulatory changes, and promote a transparent, risk-aware culture.

The role requires 5+ years in audit, risk advisory, or regulatory compliance, with HK regulatory knowledge; qualifications such as HKICPA/ACCA/CFA are valued. Fluency in English and Chinese is essential.