APAC Market Surveillance & Compliance Analyst

Barclays; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

Barclays in Hong Kong is seeking a market surveillance analyst to monitor activity, verify regulatory compliance, and act to mitigate misconduct. The role focuses on identifying irregularities in order flows, prices, and communications, including Chinese-language alerts, with collaboration across functions.

The ideal candidate will have bilingual English/Chinese communication, knowledge of APAC markets and regulations, and 1–3 years in surveillance or compliance within financial services.

Qualifications

• Strong written and verbal English and Chinese communication.
• Interact with key stakeholders across functions.
• Quickly understand and liaise with product and tech areas.
• Deep knowledge of APAC markets and regulations.
• 1–3 years of surveillance or compliance experience in financial services.
• Bachelor degree required.

Responsibilities

• Monitor market activity for signs of abuse or manipulation.
• Review Chinese-language surveillance alerts.
• Conduct in-depth investigations and assess risk.
• Support projects related to the firm’s market surveillance framework.
• Handle regulatory inquiries and internal/external audits.
• Provide timely reports to regulators, internal stakeholders, and management.
• Maintain data quality and control environment.

Skills

Bilingual communication

Stakeholder engagement

APAC markets knowledge

Regulatory/compliance knowledge

Surveillance experience

Multi-tasking

Education

Bachelor degree

Job description

Barclays in Hong Kong is seeking a market surveillance analyst to monitor activity, verify regulatory compliance, and act to mitigate misconduct. The role focuses on identifying irregularities in order flows, prices, and communications, including Chinese-language alerts, with collaboration across functions.

The ideal candidate will have bilingual English/Chinese communication, knowledge of APAC markets and regulations, and 1–3 years in surveillance or compliance within financial services.