Analyst, Risk, Legal & Compliance

Bosera Asset Management (International) Co., Limited; Hong Kong; On-site; HKD 500,000 - 900,000; Full time

Job summary

Bosera Asset Management (International) Company Limited, a subsidiary of Bosera, invites qualified professionals to join its investment risk team in Hong Kong. The role emphasizes daily risk monitoring, regulatory compliance, and robust risk analytics across multiple asset classes.

The position requires at least 1 year in investment risk management, a relevant bachelor's degree, and preferred CFA/FRM credentials.

Qualifications

• Minimum 1 year of risk management experience at asset management firms or similar.
• Bachelor's degree in Risk Management, Mathematics, Financial Engineering, Statistics, Economics, or related disciplines.
• CFA or FRM qualifications are highly preferred.

Responsibilities

• Investment Risk Monitoring: daily monitoring of investment risks to ensure fund operations comply with offering documents, restrictions and regulations.
• Risk Identification & Reporting: identify and analyze market, liquidity, credit and operational risks; prepare risk reports.
• Attribution Analysis & Performance Evaluation: perform multi-dimensional return and risk attribution analyses and assess performance.
• Products Risk Control: assess risk exposures of products; monitor counterparty ratings and limits; refine contingency plans.
• Investment Compliance: conduct pre-trade and post-trade compliance monitoring.
• Risk Modelling & Stress Testing: develop and maintain risk and stress testing models; draft risk analysis reports for management.

Skills

Python

VBA

SQL

Risk measurement models

Education

Bachelor's degree in Risk Management or related fields

CFA/FRM preferred

Tools

Bloomberg

Job description

• Investment Risk Monitoring: Responsible for daily monitoring of investment risks to ensure fund operations comply with the offering documents, investment restrictions, and regulatory requirements.
• Risk Identification & Reporting: Identify and analyze various risk factors including market risk, liquidity risk, credit risk, and operational risks, etc.; prepare periodic risk management reports and ad-hoc risk assessment.
• Attribution Analysis & Performance Evaluation: Conduct multi-dimensional return and risk attribution analyses on investment portfolios and provide performance evaluation.
• Products Risk Control: Assess risk exposures of various products; monitor counterparty credit ratings and capacity limits, and refine/execute business contingency plans for risk events.
• Investment Compliance: Responsible for conducting pre-trade and post-trade compliance monitoring
• Risk Modelling & Stress Testing: Develop, maintain, and optimize risk and stress testing models. Regularly draft risk analysis reports to provide forward-looking risk warnings and decision-making support to management and investment teams.
• Regulatory Communication & Compliance Support: Assist in responding to regular inquiries from regulators such as the SFC; participate in reviewing risk-related clauses in prospectuses for new products.
• Risk Investigation and Assessment: Participate in risk due diligence for new products, new businesses, and counterparties; conduct independent investigations and root cause analysis on abnormal trading, limit breaches, or potential non-compliance identified during daily monitoring; draft investigation reports, propose risk mitigation measures and remediation recommendations, and track their implementation status.
• Risk Management Framework Maintenance: Maintain a robust risk policy framework. Coordinate Risk Management Committee meetings and prepare meeting materials.
• System & Process Optimization: Collaborate cross-functionally to drive risk system upgrades and automation, enhancing the accuracy and timeliness of risk data extraction and monitoring.
• Others: Perform any ad hoc tasks assigned by the management.

Requirements

• Work Experience: Minimum 1 years of relevant experience in investment risk management at major asset management firms, hedge funds, or top-tier brokerages. Experience with overseas markets and cross-border business risk control is highly preferred.
• Education: Bachelor's degree or above in Risk Management, Mathematics, Financial Engineering, Statistics, Economics, or related disciplines.
• Qualifications: CFA, FRM, or equivalent professional qualifications are highly preferred.
• Professional Skills: Proficient in pricing and risk measurement models; skilled in programming languages such as Python, VBA, SQL, and data processing tools; familiar with financial terminal systems like Bloomberg.
• Language Skills: Excellent bilingual (English and Chinese) communication and writing skills; capable of drafting risk reports and regulatory documents proficiently in both languages.
• Soft Skills: Strong sense of responsibility and excellent cross-departmental communication skills. Capable of independent thinking and making professional judgments in complex business scenarios.

Bosera Asset Management (International) Company Limited ("Bosera International"), as a wholly-owned subsidiary of Bosera Asset Management Company Limited ("Bosera"), one of the largest fund management companies in China. We are SFC-licensed for dealing in securities, advising on securities and asset management. Our vision is to be your trusted partner for Greater China investments by offering a range of asset management services and products to both overseas and domestic investors, institutional and individual investors.

We are inviting high caliber talents to develop and take part in the growth of our business: