Analyst, Risk Control

BOCI-Prudential Asset Management Ltd; Hong Kong; On-site; HKD 420,000 - 620,000; Full time

Benefits offered by this job

Competitive remuneration package

Comprehensive fringe benefits

Job summary

BOCI-Prudential Asset Management Ltd is seeking a Risk & Compliance professional in Hong Kong to monitor pre-trade and post-trade activities, ensure mandates and regulations, and support system setup and reporting. The role collaborates with portfolio managers, traders, and fund administration to maintain data accuracy and controls.

Ideal candidates have 2+ years in investment compliance within asset management, familiarity with Bloomberg and VBA, and strong English/Chinese communication.

Qualifications

• Bachelor’s degree in Risk Management, Statistics, Finance, or related field.
• Minimum 2 years of investment compliance/controls experience in asset management.
• Familiarity with Bloomberg and VBA.
• Strong English and Chinese communication skills.
• Detail-oriented with multi-tasking and analytical abilities.

Responsibilities

• Conduct pre-trade and post-trade investment compliance monitoring.
• Provide real-time system setup and reporting support.
• Maintain security master, reference data, and market data.
• Participate in UAT and workflow automation for compliance.
• Assist in optimizing controls and reporting processes.
• Support launches of new funds and new security types.

Skills

Attention to detail

Multitasking

Analytical skills

Interpersonal communication

English & Chinese proficiency

Education

Bachelor’s degree in Risk Management, Statistics, Finance, or related field

Tools

Bloomberg

VBA

Job description

Our Risk Management Department is currently looking for high caliber candidate to join:

Responsibilities

Conduct regular pre-trade and post-trade investment compliance monitoring, including coding restriction rules in Bloomberg and Post Trade systems. Ensure compliance with the portfolio's investment mandate and regulatory requirements.

Provide real-time support on system setup, report setup, trading restrictions, monitoring, and approvals, collaborating closely with portfolio managers, traders, and the fund administration team.

Establish and maintain the security master file, reference data, and market data within internal systems, ensuring regular reviews for data accuracy.

Participate in the automation of workflows and User Acceptance Testing (UAT) for investment compliance monitoring, along with other assigned ad-hoc duties.

Assist in maintaining and enhancing investment compliance monitoring controls, including workflow documentation, control testing, exception reporting, and process automation initiatives.

Assist in proposing and implementing operational workflows, including launch of new funds, investment in new security types and counterparty risk motoring.

Requirements

Bachelor’s degree in Risk Management, Statistics, Finance, or related fields, with a minimum of 2 years of experience in investment compliance and internal controls within the asset management industry. Candidates with less experience may be considered for a more junior role.

Experience in asset management, particularly with collective investment schemes, and knowledge of SFC and MPFA regulations is advantageous.

Familiarity with Bloomberg and VBA is beneficial.

Detail-oriented with excellent multi-tasking skills, strong analytical abilities, and effective interpersonal communication.

Good command of both written and spoken English and Chinese.

We offer competitive remuneration package and comprehensive fringe benefit to the right candidates.

All information received will be treated in strict confidence and only be used for recruitment related purpose. Candidates who are not being contacted within two months may consider their applications unsuccessful. Unsuccessful applications will be retained for up to twelve months for further recruitment purposes and will then be destroyed.

Teamwork * Responsibility * Integrity * Performance