Analyst, Regulatory Consulting

Kroll Associates (Asia) Limited; Hong Kong; On-site; HKD 300,000 - 420,000; Full time

Job summary

Kroll Associates (Asia) Limited is seeking an Analyst to join its Compliance Consulting practice in Hong Kong. You will support regulatory compliance projects, engage with asset managers and financial institutions, and help ensure clients meet evolving regulatory obligations.

You will assist in audit programs, testing, and documentation while conducting regulatory research to identify risks and process improvements across Asia-Pacific markets.

Qualifications

• 1-3 years of experience in audit, compliance, risk, regulatory consulting or financial services.
• Experience within financial services, asset management, banking or consulting is preferred.
• Understanding of financial services regulations and compliance concepts would be advantageous.
• Exposure to internal audit, compliance monitoring, risk management or regulatory reporting is a plus.
• Strong analytical and problem-solving skills with attention to detail.
• Excellent written and verbal communication skills in English.
• Ability to manage multiple priorities and work effectively in a team environment.
• Proficiency in Microsoft Excel, PowerPoint and Word.
• Demonstrated interest in financial services regulation, governance and compliance.

Responsibilities

• Support the delivery of regulatory compliance projects and help clients meet their regulatory obligations.
• Support engagement teams in the execution of audit engagements and regulatory compliance projects for asset managers and other financial institutions.
• Assist in preparing audit programs, testing procedures and project workplans.
• Execute audit and compliance testing procedures to assess the design and operating effectiveness of internal controls.
• Document findings, prepare working papers and assist in drafting audit reports and client deliverables.
• Conduct research on regulatory developments, industry trends and compliance requirements across Asia-Pacific markets.
• Assist with regulatory filings, reporting obligations and compliance monitoring activities.
• Support the preparation of client presentations, proposals and other business development materials.
• Help identify regulatory risks, control weaknesses and opportunities for process improvements.

Skills

Analytical skills

Attention to detail

Communication skills

Problem solving

Tools

Excel

PowerPoint

Word

Job description

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As an Analyst, you will have the opportunity to develop your regulatory and compliance expertise while supporting a wide range of client engagements across the asset management and broader financial services sectors.

Responsibilities

As an Analyst, you will support the delivery of regulatory compliance projects and work closely with senior team members to help clients meet their regulatory obligations.

Support engagement teams in the execution of audit engagements and regulatory compliance projects for asset managers and other financial institutions.

Assist in preparing audit programs, testing procedures and project workplans.

Execute audit and compliance testing procedures to assess the design and operating effectiveness of internal controls.

Document findings, prepare working papers and assist in drafting audit reports and client deliverables.

Conduct research on regulatory developments, industry trends and compliance requirements across Asia-Pacific markets.

Assist with regulatory filings, reporting obligations and compliance monitoring activities.

Support the preparation of client presentations, proposals and other business development materials.

Help identify regulatory risks, control weaknesses and opportunities for process improvements.

Requirements

1-3 years of experience in audit, compliance, risk, regulatory consulting or financial services.

Experience within financial services, asset management, banking or consulting is preferred.

Understanding of financial services regulations and compliance concepts would be advantageous.

Exposure to internal audit, compliance monitoring, risk management or regulatory reporting is a plus.

Strong analytical and problem-solving skills with attention to detail.

Excellent written and verbal communication skills in English.

Ability to manage multiple priorities and work effectively in a team environment.

Proficiency in Microsoft Excel, PowerPoint and Word.

Demonstrated interest in financial services regulation, governance and compliance.

About Kroll

Join the global leader in risk and financial advisory solutions, Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment while building a strong foundation for your career.

Kroll is committed to equal opportunity and diversity and recruits people based on merit.