Analyst/Associate, Compliance Hong Kong (Japanese Speaking)

Polymer Capital Hong Kong; Hong Kong; Sur place; HKD 420 000 - 640 000; Plein temps

Avantages offerts par ce poste

Medical Group Insurance

DEI and Philanthropy Initiatives

Professional Learning & Development

Résumé du poste

Polymer Capital Management in Hong Kong seeks an Analyst/Associate, Compliance (Japanese Speaking). The role supports license applications, regulatory filings, and policy administration within a busy compliance team.

The successful candidate will monitor trading activity, investigate alerts, and assist with inspections and regulatory requests, bringing strong analytical skills, English and Japanese language proficiency, and a proactive risk mindset to a dynamic asset management environment.

Qualifications

• University graduate in Business, Finance or Law.
• 2+ years in compliance, preferably in brokerage or asset management.
• Excellent analytical and problem-solving abilities.
• Strong interpersonal and communication skills.
• High attention to detail and multi-tasking under deadlines.
• Proactive in identifying risks; proficient with MS Office, Excel, Bloomberg.
• Fluent in English and Japanese.

Responsabilités

• Handle license applications, regulatory filings and reports.
• Assist in developing, implementing and administering the compliance framework and policies.
• Monitor trading activities to detect market abuse, insider trading and violations.
• Investigate alerts from trade surveillance systems and escalate as needed.
• Assist with ad-hoc inspections and regulatory requests.

Connaissances

Analytical

Problem solving

Interpersonal skills

Communication

Attention to detail

Multitasking

MS Excel

Bloomberg

English & Japanese

Formation

Business/Finance/Law degree

Outils

Python

VBA

Description du poste

Analyst/Associate, Compliance Hong Kong (Japanese Speaking)

Polymer Capital Management is an Asia public markets-focused asset management firm offering hedge fund and long-only strategies. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019.

The Product Specialists team acts as a crucial link between investment teams and investors, focusing on relationship management, strategy and insights communication, business development and product development.

Key Responsibilities:

• Handle license applications, regulatory filings and reports
• Assist with the development, implementation and administration of the Group compliance framework and policies
• Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
• Investigate and resolve alerts generated by trade surveillance systems, and elevate any potential issues to the appropriate stakeholders
• Conduct or assist with ad-hoc inspections and regulatory requests

Requirements

• University graduate with major in Business, Finance or Law
• At least 2 years of experience in compliance, preferably in brokerage or asset management firms
• Excellent analytical and problem-solving skills
• Strong interpersonal and communication skills
• High attention to details
• Ability to handle multiple tasks simultaneously and work under tight deadlines
• Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg
• Fluent in English and Japanese

Good to have

• Proficient in Python, or VBA is a plus
• Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong
• High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills.
• Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees.
• Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale.
• Dynamic and Collaborative Environment: Opportunity to work with industry leaders and experts to engage in exciting projects and fulfilling challenges.

Some of our Benefits

• Medical Group Insurance
• DEI and Philanthropy Initiatives
• Professional Learning & Development Opportunities