Wholesale & Investment Banking Conduct Risk - London

Oliver James Associates Ltd.; London; On-site; GBP 80,000 - 95,000; Full time

Job summary

A leading recruitment firm is seeking a Conduct Risk Manager for a role based in London. The successful candidate will have in-depth knowledge of conduct risk issues within wholesale and investment banking and a capacity to manage stakeholder relationships effectively. This position offers a salary of up to £95k plus benefits and allows for hybrid working arrangements.

Qualifications

• In-depth knowledge of wholesale & investment banking conduct risk issues.
• Experience with UK regulator or top-tier bank.
• Ability to provide pragmatic regulatory solutions.

Responsibilities

• Manage senior stakeholder relationships.
• Develop and implement risk management frameworks.
• Provide insights on regulatory solutions.

Skills

Knowledge of ILOD

Market Abuse regulation

Conflicts of Interest management

Best execution practices

Stakeholder management

Job description

Wholesale & Investment Banking Conduct Risk - London

Oliver James Associates Ltd.

City Of London

GBP 80,000 - 95,000

Wholesale and Investment Banking Conduct Risk
Manager
London / Hybrid
Up to £95k plus benefits

In-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market Abuse, Conflicts of Interest & Best execution.
You may have worked for a UK regulator, a top tier bank or a client facing advisory firm. You will be able to provide pragmatic and insightful regulatory solutions along with robust risk management frameworks.

Wholesale and Investment Banking Conduct Risk
Manager
London / Hybrid
Up to £95k plus benefits

In-depth knowledge of wholesale and investment banking conduct risk issues. ILOD, Market Abuse, Conflicts of Interest and Best execution.
You may have worked for a UK regulator, a top tier bank or a client facing advisory firm. Either way you will be able to provide pragmatic and insightful regulatory solutions along with robust risk management frameworks.
I am looking for someone who is able to manage senior stakeholder relationships and be able to think on their feet.