Wealth Management Regulatory Due Diligence Manager

Coopman Search and Selection | B Corp™; Greater London; Presencial; GBP 70.000 - 95.000; Jornada completa

Descripción de la vacante

Coopman Search and Selection | B Corp™ partners with a leading compliance and financial crime consultancy to appoint an experienced compliance professional at Manager/Senior Manager level on a 12 Month FTC. The role focuses on regulatory due diligence for M&A in wealth management, financial planning, discretionary management or pensions businesses.

You'll review due diligence files, assess regulatory risk, and contribute to delivered findings and practical recommendations, working with senior

Formación

• Demonstrable experience supporting M&A regulatory due diligence in wealth management or IFA acquisitions.
• Experience reviewing investment, pension, retirement and discretionary management advice files.
• Knowledge of Consumer Duty, investment suitability and conduct risk.

Responsabilidades

• Conduct regulatory due diligence reviews as part of M&A engagements.
• Review client advice files for compliance and regulatory adherence.
• Produce findings reports with practical risk mitigation recommendations.
• Support delivery of client projects with oversight and quality assurance.

Descripción del empleo

Coopman Search and Selection | B Corp™ partners with a leading compliance and financial crime consultancy to appoint an experienced compliance professional at Manager/Senior Manager level on a 12 Month FTC. The role focuses on regulatory due diligence for M&A in wealth management, financial planning, discretionary management or pensions businesses.

You'll review due diligence files, assess regulatory risk, and contribute to delivered findings and practical recommendations, working with senior