Regulatory Compliance Specialist – Wealth Management

LGT Wealth Management UK LLP; Greater London; In loco; GBP 42.000 - 70.000; Tempo pieno

Descrizione del lavoro

LGT Wealth Management UK LLP is seeking a Regulatory Compliance professional to monitor and implement changes across the wealth management business. You will interpret FCA rules, draft regulatory communications, and support management information and monitoring activities.

Ideal candidates will have at least two years in wealth management compliance and a professional qualification. The role is based in the London area with involvement across our UK offices.

Competenze

• Minimum 2 years of wealth management compliance experience.
• Strong knowledge of FCA rules, especially COBS.
• Ability to interpret regulations and produce regulatory communications.
• Excellent written and verbal communication.
• Industry or professional compliance qualification preferred.

Mansioni

• Undertake horizon scanning to identify regulatory changes affecting LGT WM.
• Analyze the Firm’s proposition and apply regulatory changes to the business.
• Assist in writing regulatory communications to stakeholders, including Senior Management.
• Support the implementation of regulatory developments in Compliance and wider business.
• Develop and maintain management information for the Management Board.
• Undertake regular compliance monitoring to assist the CMP.
• Carry out daily routine tasks as appropriate.
• Support projects ensuring regulatory and legislative compliance.

Conoscenze

Wealth Management regulatory

FCA rules (COBS)

Regulatory communications

Analytical thinking

Communication skills

Formazione

Professional compliance qualification

Strumenti

Corlytics

Microsoft Office

Descrizione del lavoro

LGT Wealth Management UK LLP is seeking a Regulatory Compliance professional to monitor and implement changes across the wealth management business. You will interpret FCA rules, draft regulatory communications, and support management information and monitoring activities.

Ideal candidates will have at least two years in wealth management compliance and a professional qualification. The role is based in the London area with involvement across our UK offices.