Wealth Compliance Analyst or Supervisor

JR United Kingdom; Sunderland; On-site; GBP 30,000 - 50,000; Full time

Job summary

A leading financial services firm is seeking a Wealth Compliance Analyst or Supervisor in Sunderland. This role offers a great opportunity for career progression and involvement in the team's growth. You will be responsible for ensuring compliance, training new hires, and supporting financial advisors, making it integral to the function's success.

Qualifications

• Strong experience in compliance or audit within the financial services sector.
• Exposure to UK regulations and products.

Responsibilities

• Ensure client files comply with policies and regulatory standards.
• Support financial advisors regarding training and compliance.
• Assist with training new hires on compliance processes.

Skills

Stakeholder management

Business partnering

Education

Experience in compliance or audit

Job description

Wealth Compliance Analyst or Supervisor

Location: Sunderland, Tyne and Wear, United Kingdom

Client: Meraki Talent

Job Category: Other

EU work permit required: Yes

Job Views: 3

Posted: 31.05.2025

Expiry Date: 15.07.2025

Job Description:

Wealth Compliance Analyst or Supervisor

Location: Sunderland

Type: Permanent

Meraki Talent’s Financial Services client is looking for a Wealth Compliance Analyst or Supervisor to join their team in Sunderland. This is a fantastic opportunity to join an expanding team and play a significant role in the function’s growth and development, with a tangible progression path.

Responsibilities:

• Ensure client files comply with policies and regulatory standards
• Support financial advisors regarding training, competency, and compliance
• Assist with training new hires on compliance processes and standards
• Provide compliance support to the business and advisors

Requirements:

• Strong experience in compliance or audit within the financial services sector
• Excellent stakeholder management and business partnering skills
• Exposure to UK regulations and products

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