Wealth Compliance Analyst or Supervisor

JR United Kingdom; Newcastle upon Tyne; On-site; GBP 35,000 - 55,000; Full time

Job summary

A leading financial services client is seeking a Wealth Compliance Analyst or Supervisor in Newcastle. This permanent position offers a chance to contribute to the team's growth and development, ensuring compliance with regulatory standards and supporting financial advisors. Ideal candidates will have strong compliance experience and knowledge of UK regulations.

Qualifications

• Strong experience in compliance or audit within financial services.
• Exposure to UK regulations and products.

Responsibilities

• Ensuring client files comply with policies and regulatory standards.
• Providing support to financial advisors regarding training and compliance.
• Assisting with training new hires on compliance processes.

Skills

Compliance

Stakeholder Management

Business Partnering

Job description

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Wealth Compliance Analyst or Supervisor, Newcastle-upon-Tyne, Tyne and Wear

Client: Meraki Talent

Location: Newcastle-upon-Tyne, Tyne and Wear, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

10

Posted:

25.05.2025

Expiry Date:

09.07.2025

Job Description:

Wealth Compliance Analyst or Supervisor

Location: Newcastle

Type: Permanent

Meraki Talent’s Financial Services client is looking for a Wealth Compliance Analyst or Supervisor to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and play a significant role in the function’s growth and development over the coming years, with a tangible progression path.

Responsibilities of the Wealth Compliance Analyst or Supervisor include:

• Ensuring client files comply with policies and regulatory standards
• Providing support to financial advisors regarding their training, competency, and compliance
• Assisting with training new hires on compliance processes and standards
• Providing compliance support to the business and advisors

Required background:

• Strong experience in compliance or audit within the financial services sector
• Strong stakeholder management and business partnering skills
• Exposure to UK regulations and products

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