VP, Electronic Trading Compliance & Risk (London)

99-7777828 MLI

Greater London

On-site

GBP 100,000 - 140,000

Full time

3 days ago
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Benefits offered by this job

Private healthcare
Pension plan
Childcare support
Wellbeing resources
Employee Assistance Program
Arts & Culture membership
Flexible benefits
Volunteer program

Job summary

Bank of America in London is seeking a Vice President to join the ET COR Team, to establish and own electronic trading compliance and operational risk management in EMEA for Global Markets (Equities & FICC). The role is based in London and sits in the second line of defense, providing governance, oversight, and independent risk management over electronic trading activities.

The job requires a Bachelor’s degree with several years in financial services, strong regulatory knowledge, and experience

Qualifications

  • Bachelor’s degree in a relevant field with several years in financial services.
  • Electronic trading experience is highly desirable.
  • Strong understanding of regulatory framework and risk management.

Responsibilities

  • Identify and assess risks and controls related to EMEA electronic trading.
  • Own governance, review metrics and escalation reports.
  • Challenge frameworks with control owners and propose improvements.
  • Oversee intra-day limit monitoring and front-office controls.
  • Review major incidents and control failures.
  • Assess assurance mechanisms for key controls.
  • Conduct independent assessments of the electronic trading environment.
  • Develop relationships with control owners to mitigate risk.
  • Provide guidance on evolving Electronic Trading risk landscape.
  • Support policy exception oversight and risk acceptance decisions.
  • Create risk metrics, reporting, and documentation.

Education

Bachelor's degree

Job description

Bank of America in London is seeking a Vice President to join the ET COR Team, to establish and own electronic trading compliance and operational risk management in EMEA for Global Markets (Equities & FICC). The role is based in London and sits in the second line of defense, providing governance, oversight, and independent risk management over electronic trading activities.

The job requires a Bachelor’s degree with several years in financial services, strong regulatory knowledge, and experience

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