VP - Compliance Oversight

Bruin; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading company in the banking sector is seeking an experienced compliance advisory professional to join their team. This role involves providing compliance oversight, identifying risks, and ensuring alignment with regulations. Ideal candidates should have strong compliance experience, particularly in Clearing & Execution, and the ability to work both independently and collaboratively in a fast-paced environment.

Qualifications

• Strong Markets Compliance experience, ideally within Clearing & Execution.
• Ability to work independently and collaboratively.

Responsibilities

• Provide compliance oversight and advice on business matters.
• Identify and assess compliance risks through reviews.
• Investigate potential market abuse cases.

Skills

Markets Compliance

Risk Assessment

Analytical Skills

Job description

2 weeks ago Be among the first 25 applicants

This range is provided by Bruin. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Bruin

We’re looking for an experienced compliance advisory professional to join a Tier 1 Bank, supporting oversight for Prime and Clearing & Execution activities. This is a fantastic opportunity to work in a fast-paced environment, providing expert advice, driving compliance strategy, and helping to shape a strong second line of defence.

Key Responsibilities:

• Provide compliance oversight and advice on Prime and Clearing & Execution business matters.
• Identify and assess compliance risks through reviews of business activities, processes, and systems.
• Investigate potential market abuse cases and risk events (e.g., insider dealing, market manipulation).
• Implement and monitor compliance policies, ensuring alignment with local and international regulations.
• Collaborate closely with the first line of defence, legal, and other risk functions.
• Oversee financial crime risks including money laundering or terrorist financing concerns.

What We’re Looking For:

• Strong Markets Compliance experience, ideally within Clearing & Execution (Futures and Options).
• Ability to work independently and collaboratively within a wider team.
• Familiarity with regulatory requirements and governance expectations.
• A data-led, strategic mindset with strong risk assessment and analytical skills.

Nice to Have:

• Experience in a fast-paced environment.
• Background in Compliance within Commodities.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Other

• Industries

  Banking and Financial Services

Referrals increase your chances of interviewing at Bruin by 2x

Sign in to set job alerts for “Vice President Compliance” roles.

Vice President, Customer Due Diligence & Compliance Operations

Vice President, Corporate Functions Risk-R-244265

London, England, United Kingdom 1 week ago

Compliance Testing Senior Officer - Equities & Spread Products (Senior Vice President)

London, England, United Kingdom 5 days ago

Assistant Vice President, Security Governance, Risk and Assurance Specialist

London, England, United Kingdom 2 weeks ago

Vice president, Loan Agency (Transaction Management)

Greater London, England, United Kingdom 3 months ago

Chief Compliance Officer – Corpay Cross-Border Division

London, England, United Kingdom 2 weeks ago

London Area, United Kingdom £60,000.00-£80,000.00 2 hours ago

London, England, United Kingdom 15 hours ago

VP – Network Management, Global Transaction Banking

London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 1 month ago

London, England, United Kingdom 5 hours ago

Vice President - Design and Construction | Data Centres | Global Data Centre Innovator | London

Head of Environmental Systems Training & Audit

London, England, United Kingdom 4 weeks ago

Wholesale Credit Risk, Loan Loss Forecasting – Vice President

London, England, United Kingdom 1 week ago

London, England, United Kingdom 1 week ago

London, England, United Kingdom 2 hours ago

London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 3 days ago

Regulatory Compliance - Senior Vice President

London, England, United Kingdom 2 weeks ago

London, England, United Kingdom 14 hours ago

Compliance Advisory - Asset Management - Vice President

London, England, United Kingdom 1 week ago

Compliance & Control, Markets EMEA - Senior Vice President

London, England, United Kingdom 2 months ago

Greater London, England, United Kingdom £45,000.00-£55,000.00 2 hours ago

Greater London, England, United Kingdom £50,000.00-£60,000.00 2 hours ago

Risk and Compliance Officer - International Law Firm in London

Junior Compliance Officer - Operational Compliance

London, England, United Kingdom 1 hour ago

London, England, United Kingdom 2 weeks ago

City Of London, England, United Kingdom 1 month ago

London, England, United Kingdom 1 month ago

Local Compliance Officer (12 months maternity cover)

Watford, England, United Kingdom 3 hours ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.