VP - Compliance Manager - Monitoring, Testing & Assurance | S3 | SCIB

TN United Kingdom; London; Hybrid; GBP 60,000 - 100,000; Part time

Job summary

An established industry player is seeking a VP - Compliance Manager to join their Regulatory Compliance team in London. This hands-on role involves leading risk-based reviews, assessing regulatory and financial crime risks, and ensuring compliance across various business lines. The successful candidate will have a strong background in Internal Audit or Compliance Controls Testing, excellent communication skills, and the ability to build stakeholder relationships. The company supports work-life balance with hybrid working arrangements and offers a comprehensive benefits package, fostering a diverse and inclusive workplace.

Benefits

Discretionary performance-related bonus

Company pension contributions

Holiday entitlement plus bank holidays

Access to digital health services

Private medical insurance

Employee discounts

Participation in share plans

Support for charitable causes

Qualifications

• Experience in Internal Audit or Compliance Controls Testing is essential.
• Knowledge of Corporate and Investment Banking products is required.

Responsibilities

• Plan and deliver complex reviews on conduct and regulatory compliance.
• Design testing strategies based on risk assessments and regulatory expectations.

Skills

Internal Audit

Compliance Controls Testing

Attention to Detail

Excellent Communication Skills

Education

CISI

CFA

ACAMS

ACCA

Tools

Data Analytics

Job description

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VP - Compliance Manager - Monitoring, Testing & Assurance | S3 | SCIB, London

Country: United Kingdom

Location: London, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Reference:

5d068f29943c

Job Views:

4

Posted:

28.04.2025

Expiry Date:

12.06.2025

Job Description:

VP - Compliance Manager - Monitoring, Testing & Assurance | S | SCIB

Join our community.

Santander Corporate & Investment Banking (SCIB) is Santander's global division supporting complex corporate and institutional clients, offering tailored wholesale products and services.

This role is within our Regulatory Compliance team, part of a global function delivering Compliance Monitoring, Controls Testing, and Assurance (MT&A).

Global MT&A conducts independent, risk-based reviews to assess control design and effectiveness. You will help protect the firm by assessing regulatory and financial crime risks through structured reviews, thematic testing, and deep dives across key processes and controls. You will lead and deliver risk-based reviews.

Our operations span Europe, APAC, the US, and Latin America, and you will collaborate with colleagues across jurisdictions, influencing and impacting SCIB globally.

This is a hands-on role, suited for someone capable of planning and executing reviews, building stakeholder relationships, and contributing to the control environment across various business lines.

The key responsibilities include:

1. Planning and delivering complex reviews end-to-end, focusing on conduct, market abuse, conflicts, and regulatory compliance themes.
2. Designing testing strategies based on risk assessments and regulatory expectations.
3. Leading scoping, fieldwork, stakeholder interviews, and reporting.
4. Assessing control design and operational effectiveness.
5. Identifying issues and providing clear, risk-based recommendations.
6. Tracking actions and following up on remediation.

Essential qualifications and experience:

• Experience in Internal Audit, Assurance, or Compliance Controls Testing.
• Knowledge of Corporate and Investment Banking products and services.
• Attention to detail and excellent communication skills.

Preferred additional skills:

• Knowledge of regulations such as EMIR, MiFID II, MAR, Dodd-Frank, Volcker.
• Relevant professional qualifications (e.g., CISI, CFA, ACAMS, ACCA).
• Spanish language skills (beneficial but not essential).
• Knowledge of Data Analytics and data interrogation techniques.

Additional information:

This role is based at our offices in Triton Square, London, within walking distance from Warren Street and Euston stations.

We support work-life balance through hybrid working arrangements, requiring attendance at least days a week (pro-rata for part-time roles). Please consider travel distance, time, and costs when applying.

We are open to discussing part-time hours or job-sharing during recruitment.

Our commitment to inclusion:

At Santander, we foster a workplace where everyone feels they belong and can succeed. We celebrate diversity and aim to attract, retain, and develop talented people aligned with our values of being Simple, Personal, and Fair.

Compensation and benefits:

• Discretionary performance-related bonus.
• Company contributions to your pension scheme.
• Holiday entitlement plus bank holidays, increasing with service years, with options to purchase additional days.
• Access to digital health services, including GP.
• Protection benefits, including death-in-service and income protection insurance.
• Employee discounts on various retail and service platforms.
• Private medical insurance and voluntary healthcare benefits.
• Participation in share plans.
• Support for charitable causes and community engagement.
• Employee product discounts, including bank accounts and credit cards.

Next steps: