VP Compliance Advisory - Equities

JR United Kingdom; City Of London; On-site; GBP 90,000 - 130,000; Full time

Job summary

A prominent investment banking client seeks a Vice President for Equities Compliance Advisory in London. The successful candidate will provide compliance guidance on trading transactions and must have a robust understanding of UK and EU regulations. This role requires a proactive approach to fostering a compliance culture and delivering impactful management reports in a fast-paced environment.

Qualifications

• Experience in a business-facing Compliance role in Global Markets.
• Comprehensive understanding of UK, EU, and cross-border rules for equities.
• Familiarity with Dodd-Frank swaps regulation (desirable).

Responsibilities

• Providing real-time compliance guidance on Equities transactions.
• Leading training initiatives and delivering management reporting.
• Helping shape a culture of compliance across the business.

Skills

Compliance guidance

Regulatory understanding

Problem-solving

Job description

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VP Compliance Advisory - Equities, London (City of London)

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Client:

FincSelect

Location:

London (City of London), United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

18.06.2025

Expiry Date:

02.08.2025

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Job Description:

We're looking for a Vice President, Equities Compliance Advisory to join one of our investment banking clients.

What You’ll Be Doing

• Providing practical, real-time compliance guidance on Equities transactions to the front office
• Acting as a key stakeholder for relevant regulations such as MIFID, MAR, Short Selling, and PRIIPs
• Leading targeted training initiatives and delivering impactful management reporting
• Helping shape a robust culture of compliance across the business

You will play a key role in ensuring policies stay agile and effective amidst evolving market and regulatory landscapes.

What We’re Looking For

If you thrive in fast-moving environments, enjoy collaborative problem-solving, and can translate regulations into actionable advice, we want to hear from you. You will have:

• Experience in a business-facing Compliance role within a Global Markets environment with exposure to trading floor operations
• Comprehensive understanding of UK, EU, and cross-border rules relevant to equities, including trading venue requirements
• Familiarity with Dodd-Frank swaps regulation (desirable)