VP Asset Management UCITS Portfolio Compliance Advisory

JR United Kingdom; London; On-site; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Manager for International Product and Portfolio Management compliance. This pivotal role focuses on supporting international asset management activities, particularly in regulatory compliance across various jurisdictions including Luxembourg and Ireland. You will provide governance expertise, maintain regulatory libraries, and promote a culture of compliance while managing relationships with key stakeholders. This is an exciting opportunity to influence sustainable commercial strategies within a dynamic regulatory environment, ensuring alignment with the bank's requirements and fostering a proactive risk management culture.

Qualifications

• Expertise in Luxembourg AIFMD and Ireland UCITS regulations.
• Strong understanding of ESG rules and compliance frameworks.

Responsibilities

• Provide governance and subject matter expertise on regulatory rules.
• Maintain relationships with internal and external stakeholders.
• Monitor business trends, risks, and control issues.

Skills

Regulatory Compliance

Portfolio Management

Stakeholder Management

Governance Expertise

Risk Management

Education

Bachelor's Degree in Finance or related field

Master's Degree in Business Administration

Job description

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Client:

Morgan McKinley

Location:

London, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

2

Posted:

08.05.2025

Expiry Date:

22.06.2025

Job Description:

The Manager, International Product and Portfolio Management compliance role will support the international asset management activities for the businesses.

The role will support the creation and ongoing governance of portfolio management activities outside of the US, focusing initially on Luxembourg AIFMD, Ireland UCITS, and Cayman feeders.

This role will provide advice and guidance on sustainable commercial strategies within an appropriate supervisory and governance model aligned with the bank's regulatory requirements.

Responsibilities include providing governance and subject matter expertise on:

1. Luxembourg AIFMD and Ireland UCITS product regulatory rules;
2. Guidance to governance teams in North America on oversight for these rules;
3. ESG rules including Article 8 and SFDR governance;
4. Supporting AIFMD and Cayman product regulatory accountabilities;
5. Maintenance of Product Manuals;
6. Portfolio management and trading rules impacting US, UK, EU, Hong Kong, Singapore;
7. Supporting the Regulatory Compliance Management (RCM) Program;
8. Maintaining a regulatory library for third-party investment management rules;
9. Promoting a culture of compliance and risk management;
10. Maintaining relationships with internal and external stakeholders;
11. Monitoring business trends, risks, and control issues;
12. Acting as a governance contact for Third-Party Management Companies;
13. Leading remediation processes for control gaps;
14. Supporting project initiatives and ensuring timely communication of relevant issues.