Vice President, Auditor (AppTech)

NACBA; Manchester; On-site; GBP 45,000 - 65,000; Full time

Job summary

A leading financial services company is seeking an Application Technology Auditor to join their team in Manchester. This role involves leading audit engagements, assessing application controls, and collaborating with stakeholders to enhance compliance processes and manage risks effectively. Ideal candidates will possess a relevant degree and significant auditing experience.

Qualifications

• Degree in Accounting, Finance, MIS, or related field.
• Relevant work experience in audit or risk focused on applications.
• Strong understanding of analytics, critical thinking, and problem-solving.

Responsibilities

• Lead audit engagements and execute the audit lifecycle.
• Test and document automated controls and processes.
• Analyze business processes and communicate findings effectively.

Skills

Analytics

Critical Thinking

Problem-Solving

Education

Degree in Accounting

Degree in Finance

Degree in Computer Science

Degree in Mathematics

Degree in MIS

Job description

Overview of BNY Mellon:

BNY Mellon is a global financial services company operating in 36 countries and serving over 100 markets. It specializes in asset management, wealth management, asset servicing, issuer services, clearing, and treasury services for institutions, corporations, and high-net-worth individuals.

Description:

An exciting opportunity has arisen for an Application Technology Auditor to join our team, focusing on technology supporting Finance and Risk & Compliance processes.

The successful candidate will lead audit engagements as an Auditor-in-Charge, executing the audit lifecycle in accordance with internal policies, methodologies, and standards. The role involves assessing application input, processing, and output controls, leveraging extensive experience in application technology. The IT Audit Senior II will manage and solve problems with minimal oversight, lead audit activities, supervise others, and collaborate on various audit assignments.

Roles & Responsibilities:

• Ensure testing and documentation are thorough and accurate to evaluate compliance with policies, procedures, and regulations.
• Test and document automated controls and processes, including interface testing (ODBC, FTP, NDM, MQ), application controls (Segregation of Duties, validation, calculations), and output controls (C&A).
• Understand business processes through flowcharting, workpapers, analysis, and discussions with stakeholders.
• Apply knowledge of audits, financial controls, regulations, and technology to identify risks and educate the audit team.
• Query stakeholders to understand processes and controls.
• Perform research and utilize statistical sampling and risk analysis skills.
• Engage in continuous monitoring activities, applying knowledge of financial institutions and regulations.
• Analyze business processes and issues, and communicate findings effectively.
• Build relationships with team members and clients, explaining audit processes and findings clearly.
• Identify and escalate potential issues promptly.
• Explain complex technical issues to non-technical audiences and influence stakeholders.
• Lead in solving complex problems, leveraging technical expertise and identifying automation opportunities.
• No direct reports; demonstrate leadership through guidance and training of peers and advising clients.

Experience & Qualifications:

• Degree in Accounting, Finance, MIS, Computer Science, Mathematics, or related field.
• Relevant years of work experience, preferably in audit or risk focused on applications.
• Strong understanding of analytics, critical thinking, and problem-solving skills.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer, committed to diversity and inclusion, supporting wellbeing, and offering family-friendly policies.