Transfer Oversight Specialist - Retail Investment Management

JR United Kingdom; Swindon; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading asset management firm is seeking a Transfer Oversight Specialist to enhance their operational processes and ensure compliance with all regulatory requirements. This role is crucial for maintaining the effectiveness of the retail investment platform. Candidates should have over 5 years of relevant experience and a strong educational background.

Qualifications

• 5+ years experience relating to transfer operational processes.
• Strong educational background or equivalent training.
• In-depth knowledge of industry regulations.

Responsibilities

• Develop and lead the internal control framework.
• Act as SME for transfer types and processes.
• Oversee transfer activities for all products.

Skills

Transfer operational processes

Regulatory knowledge

Education

Undergraduate degree

Job description

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Transfer Oversight Specialist - Retail Investment Management, Swindon, Wiltshire

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Client:

Miryco Consultants Ltd

Location:

Swindon, Wiltshire, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

04.06.2025

Expiry Date:

19.07.2025

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Job Description:

Miryco Consultants is working with a top-tier asset manager (ranked top 3 globally) to add a Transfer Oversight Specialist to their team. This is an exciting opportunity to help set the vision for one of the biggest asset managers in the world and make a significant impact in a dynamic and fast-paced environment.

Responsibilities:

• Develop and lead the internal control framework, remedy control gaps, and enhance effectiveness.
• Act as SME for transfer types and processes across the business, providing consultation and analytical support.
• Maintain knowledge of relevant laws and regulations for transfer activities.
• Oversee transfer activities for all products available through the business retail platform, ensuring timely and accurate processing.
• Manage internal and external relationships.

Qualifications:

• 5+ years experience relating to transfer operational processes within the retail investment platform space.
• Strong educational background: Undergraduate degree or equivalent combination of training and experience.
• In-depth working knowledge of relevant industry regulations.

Location: Swindon, Wiltshire, United Kingdom

Please note, if you do not hear from us within five working days of submitting your application, you have not been shortlisted for this position. We will contact you regarding other opportunities that match your skills.

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