Training and Competence Supervisor (Investment Professionals)

0000050471 RBC Europe Limited; Bristol; On-site; GBP 80,000 - 100,000; Full time

Job summary

A prominent financial institution in Bristol is seeking a Training and Competence Supervisor to enhance adviser performance and provide oversight primarily to Portfolio Managers. The ideal candidate will have a strong background in investment management and effective communication skills. Responsibilities include supervising analysts and collaborating with teams to ensure compliance and foster a positive culture. This is a full-time role offering professional growth opportunities.

Benefits

Opportunities for professional growth

Dynamic team environment

Qualifications

• Strong understanding of asset allocation and risk management.
• Experience providing technical guidance.
• Knowledge of FCA T&C handbook.

Responsibilities

• Supervise portfolio management roles and analysts.
• Engage with investment committees for asset allocation.
• Collaborate to set goals and manage performance.

Skills

Understanding of investment instruments

Data analysis skills

Effective communication skills

Education

CISI Certificate in Investment Management / IMC

Job description

Job Title: Training and Competence Supervisor (Investment Professionals), Bristol

Client:

0000050471 RBC Europe Limited

Location:

Bristol, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Reference:

b736d6bb95f1

Job Views:

5

Posted:

12.08.2025

Expiry Date:

26.09.2025

Job Description:

Overview: Wealth Management Europe's Training and Competence team has implemented a centralised supervisory structure to enhance adviser performance and capacity. The successful candidate will be part of the national supervisory team, providing oversight, risk analysis, and developmental support to advisers, primarily supporting Portfolio Managers, Intermediary Investment Managers, and some regulated employees across the UK and Channel Islands. Applicants should be able to travel within the network as needed.

Key Responsibilities:

1. Supervise portfolio management roles, analysts, and research teams.
2. Engage with investment committees to understand strategic asset allocations.
3. Collaborate with line managers to set goals, manage performance, and develop plans.
4. Assess employee competence and escalate issues as necessary.
5. Build relationships and promote a positive culture around adviser development.
6. Provide insights into adviser performance and behavioural trends to stakeholders.
7. Identify development opportunities across the network.
8. Manage supervision activities, ensuring regulatory compliance.
9. Support high standards and accountability for regulatory obligations.
10. Analyze data to identify patterns and root causes, providing expert advice for remedial actions.
11. Foster a mindset of continuous improvement.

Requirements:

1. CISI Certificate in Investment Management / IMC or equivalent.
2. Maintain current competence and CPD.
3. Strong understanding of investment instruments, asset allocation, and risk management.
4. Experience supervising or providing technical guidance.
5. Knowledge of FCA T&C handbook and regulatory environment.
6. Effective communication skills at all organizational levels.
7. Strong data analysis skills and attention to detail.

Benefits: Opportunities for professional growth, working with top industry professionals, making a meaningful impact, and working in a dynamic team environment.

Additional Information: RBC does not accept agency resumes. Please apply directly through our recruitment channels. Applications close on 31 August 2025.

Location:

12 Smithfield Street, London, United Kingdom

Employment Details:

Full-time, Salaried, 35 hours/week

Platform:

Wealth Management

Application Deadline:

2025-08-31

Note:

Applications accepted until 11:59 PM on the day prior to the deadline.

Equal Opportunity Statement:

RBC is committed to diversity and inclusion. We foster a workplace of respect, belonging, and opportunity for all.

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