Training and Competence/Audit Supervisor

ST Resourcing Ltd; United Kingdom; Remote; GBP 50,000 - 58,000; Full time

Job summary

A respected network is seeking a home-based T&C Manager to supervise a range of Advisers, ensuring effective communication and risk management. Suitable candidates will hold a Diploma in Financial Planning and may possess additional specialist qualifications. The role involves conducting meetings, managing risks, and performing audits in a growing and friendly team environment.

Qualifications

• Holders of a Diploma in Financial Planning, ideally CF6.
• Desirable qualifications in pensions or supervision.
• Experience supervising financial advisers.

Responsibilities

• Conduct 1:1 meetings with advisers.
• Address and track progress on identified risks.
• Perform induction, education, investigations, and audits.

Skills

Effective communication

Risk management

Team supervision

Education

Diploma in Financial Planning

CF6

Job description

I am working with a respected network that has recently experienced success with new member firms joining and team growth. Due to this expansion, they need to hire an additional T&C Manager to supervise the Advisers of the network, ranging from newly qualified to highly experienced Planners.

The role offers a negotiable base salary of GBP50,000 and is home-based.

The firm has a friendly atmosphere, modern offices, a strong team ethos, and ambitions for continued growth and development. Many member firms are highly respected in the industry, reflecting the network's quality.

Responsibilities include conducting 1:1 meetings with Advisers, addressing and tracking progress on identified risks, performing induction, education, investigations, and remedial actions as needed. Effective communication with member firms, Advisers, and internally is essential. The role also involves conducting audits.

Suitable candidates will hold the Diploma in Financial Planning, ideally CF6, and it is desirable if they are working towards or already possess specialist qualifications such as pensions or supervision qualifications.