Trade Surveillance & Compliance Analyst

Compliance Professionals; Greater London; On-site; GBP 60,000 - 85,000; Full time

Job summary

Compliance Professionals is assisting a boutique investment bank in hiring a Trade Surveillance Analyst. The role requires monitoring trading data for suspicious activity, applying surveillance tools, and reporting findings to internal stakeholders and regulators.

Ideal candidates have experience in trade surveillance, with knowledge of Fidessa/Steeleye and strong Excel/PowerPoint/Word skills, and a solid grasp of Market Abuse and AML regulations.

Qualifications

• Experience in a similar Trade Surveillance role.
• Knowledge of Fidessa and Steeleye would be advantageous.
• Strong Excel, PowerPoint and Word skills.
• Excellent understanding of Market Abuse, AML and Financial Crime regulations.
• Upholds high ethical and compliance standards.

Responsibilities

• Monitor real-time and historical trading data to detect suspicious patterns.
• Use surveillance systems to identify potential market abuse cases.
• Analyze large volumes of trade data to identify trends and anomalies.
• Develop statistical models to assess market abuse probability.
• Investigate alerts and prepare evidence-based reports.

Skills

Analytical skills

Regulatory knowledge

Ethical standards

Tools

Fidessa

Steeleye

Excel

PowerPoint

Word

Job description

Compliance Professionals is assisting a boutique investment bank in hiring a Trade Surveillance Analyst. The role requires monitoring trading data for suspicious activity, applying surveillance tools, and reporting findings to internal stakeholders and regulators.

Ideal candidates have experience in trade surveillance, with knowledge of Fidessa/Steeleye and strong Excel/PowerPoint/Word skills, and a solid grasp of Market Abuse and AML regulations.