Swap Dealer Compliance Associate

Nomura; Greater London; On-site; GBP 50,000 - 70,000; Full time

Job summary

Nomura is seeking a Compliance professional to join their Swap Dealer Compliance team in Greater London. This role offers comprehensive exposure to regulatory activities and critical administrative support.

You will assist in compliance monitoring, testing, and policy maintenance, providing expertise on Dodd Frank regulations. If you're driven, analytical, and able to work independently, Nomura is eager to consider your application.

Qualifications

• Practical understanding of compliance regulations and Dodd Frank Act.
• Experience with compliance testing, preferably in financial services.
• Ability to work independently and manage multiple tasks.

Responsibilities

• Support compliance monitoring and testing per annual plan.
• Assist in maintaining compliance policies and procedures.
• Compile and file regulatory reports and manage inquiries.

Skills

Understanding of CFTC & SEC Regulations

Experience in compliance testing

Strong analytical skills

Team player

Effective communication

Project management

Job description

Nomura is seeking a Compliance professional to join their Swap Dealer Compliance team in Greater London. This role offers comprehensive exposure to regulatory activities and critical administrative support.

You will assist in compliance monitoring, testing, and policy maintenance, providing expertise on Dodd Frank regulations. If you're driven, analytical, and able to work independently, Nomura is eager to consider your application.