Strategic Compliance Manager – Depository & Custody

Apex Group; Greater London; Hybride; GBP 70 000 - 110 000; Plein temps

Résumé du poste

Apex Group in London seeks a Compliance Manager for Depositary and Custody to drive the compliance function, develop a risk-based framework, and oversee regulatory issues across UK operations. You will liaise with regulators and management to ensure timely, accurate reporting and policy updates.

The role emphasizes cross-functional collaboration, training delivery, and keeping abreast of evolving regulatory developments within the Apex Group.

Qualifications

• Experience designing and applying risk-based compliance frameworks.
• Knowledge of regulatory regimes affecting Depositary and Custody functions.
• Strong communication with senior management and regulators.

Responsabilités

• Develop and implement risk-based compliance framework and monitoring programme.
• Prepare reports on compliance and regulatory issues for senior management and board.
• Respond to enquiries from regulators, auditors or clients.
• Advise management on regulations affecting the business.
• Create and maintain local compliance procedures and policies; deliver training.

Connaissances

Regulatory compliance

Risk management

Stakeholder communication

Outils

RegData/Connect

Description du poste

Apex Group in London seeks a Compliance Manager for Depositary and Custody to drive the compliance function, develop a risk-based framework, and oversee regulatory issues across UK operations. You will liaise with regulators and management to ensure timely, accurate reporting and policy updates.

The role emphasizes cross-functional collaboration, training delivery, and keeping abreast of evolving regulatory developments within the Apex Group.