Shareholding Disclosures Compliance Officer - Leading Investment Manager

Job Description

Our Client:

Simmons & Hanbury are working with a leading, global investment manager whose investment strategy is primarily focused across equities, fixed income, and private markets. They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place.

Key Responsibilities:

1. Perform daily oversight of shareholder activity, ensuring compliance with ISH reporting requirements.
2. Prepare and submit disclosure reports within internal and regulatory deadlines.
3. Analyse regulatory developments and evaluate their implications on compliance frameworks, presenting findings to key internal stakeholders.
4. Drive issue resolution, provide regulatory guidance, support data analysis initiatives, and contribute to compliance-related projects.

About Simmons & Hanbury:

Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance, and Corporate Governance practice areas, while our Legal Services division Hanbury Partners provides flexible consultancy arrangements. We facilitate secondments for senior lawyers into in-house legal departments and law firms, and source specialist lawyers for bespoke projects.