Senior Wealth Compliance Manager (Flexible Work)

Schroders; Greater London; On-site; GBP 110,000 - 160,000; Full time

Job summary

Schroders is seeking a Senior Compliance Manager for UK Private Banking and Wealth Management in London. You will provide risk-based regulatory advice, challenge senior stakeholders and oversee second-line monitoring, with a focus on investor protection, consumer duty and conduct obligations.

You’ll shape regulatory changes, support policy governance and mentor colleagues, ensuring robust compliance across the business and maintaining integrity in client outcomes.

Qualifications

• Proven compliance experience within UK private banking or wealth management.
• Strong knowledge of UK financial services regulation (FCA Handbook, UK MiFID, Consumer Duty).
• Experience planning and performing independent second-line compliance monitoring and testing reviews.
• Ability to translate regulation into practical policies, guidance and controls.

Responsibilities

• Provide timely, risk-based regulatory advice and independent challenge across UK Private Banking and Wealth Management.
• Perform independent second-line monitoring and testing reviews to assess control design and effectiveness.
• Support regulatory change implementation, governance, policies and staff training.
• Develop and deliver practical regulatory training and guidance.

Skills

Private banking/wealth compliance

Regulatory knowledge

Influence senior stakeholders

Second-line testing/monitoring

Education

ICA or CISI qualifications

Job description

Schroders is seeking a Senior Compliance Manager for UK Private Banking and Wealth Management in London. You will provide risk-based regulatory advice, challenge senior stakeholders and oversee second-line monitoring, with a focus on investor protection, consumer duty and conduct obligations.

You’ll shape regulatory changes, support policy governance and mentor colleagues, ensuring robust compliance across the business and maintaining integrity in client outcomes.