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A leading financial services platform in London is seeking a Senior Surveillance Compliance Officer. This role involves enhancing surveillance across multiple asset classes, supervising trading activity, and ensuring compliance with regulatory standards. Candidates should have over 10 years of experience and a strong command of surveillance tools like Global Relay and SMARTS. The position offers exposure to a dynamic compliance environment and the opportunity to innovate in a market-leading firm.
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Marex Spectron
London, United Kingdom
Other
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Yes
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889547ceeaf9
17
12.08.2025
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About Marex
Marex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.
The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many major metals, energy and agricultural products, executing around 50 million trades and clearing 205 million contracts in 2022. The Group provides access to the world’s major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers.
Marex was established in 2005 but through its subsidiaries can trace its roots in the commodity markets back almost 100 years. Headquartered in London with 36 offices worldwide, the Group has over 1,800 employees across Europe, Asia and America.
Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.
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Role Summary
We are looking for a Senior Surveillance Compliance officer to join the team in London. The role focusses on Surveillance (Trade and Comms) across a range of asset classes (Commodities, Listed Derivatives, Solutions / Structured products, FX, Prime Services…); with an opportunity to gain exposure to a wider range of compliance activities at a market-leading commodity broking company. The successful candidate will act as deputy to the Head of Surveillance and will help develop the function as Marex continues to evolve.
Role Responsibilities
Skills and Experience
Conduct Rules
You must:
*Experience outside of this range will also be considered
Marex is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company.