Senior Risk Professional - Financial Resilience
Join to apply for the Senior Risk Professional - Financial Resilience role at Financial Conduct Authority
Senior Risk Professional - Financial Resilience
5 days ago Be among the first 25 applicants
Join to apply for the Senior Risk Professional - Financial Resilience role at Financial Conduct Authority
Senior Risk Professional – Financial Resilience Department
Division: Specialist Directorate
About The FCA
The FCA regulates the conduct of 42,000 firms in the UK to ensure our financial markets are honest, fair and competitive. Follow this link to find out more about the FCA.
We are seeking an experienced risk professional to join the Financial Resilience Department (FRD) at the FCA. FRD’s mission is to use its expertise to support the FCA in minimising potential harms to consumers and markets arising from weaknesses in firms’ financial resilience. Its works spans all firms prudentially regulated by the FCA.
The Core Areas Of FRD’s Work Includes
- Assessing the business models, inherent risks and potential harms across the sectors and complex firms, while evaluating their financial resilience, governance and risk management frameworks
- Developing, implementing and maintaining prudential rules for the firms that the FCA prudentially regulates
- enhancing our data-led approach to systematically triage FCA solo regulated firms based on financial resilience and identifying emerging risks at an early age
- conducting in-depth assessments of selected firms and portfolios to support supervision in determining whether firms hold adequate financial resources in relations to the risks they face
What will you be doing?
As a Senior Risk Professional, You Will
- Lead financial resilience assessments of firms, including SREP (Supervisory review and evaluation process) reviews, across diverse business models both in the wholesale and retail financial services sectors. This includes review of Internal Capital Adequacy and Risk Assessment (ICARA) of large investment firms
- Manage multi-firm review projects to identify and address emerging risks flagged through ongoing supervisory work
- Contribute to the FCA’s response to firm-specific or market-wide crises, supporting swift and effective regulatory action
- Engage with senior internal and external stakeholders to communicate key findings and insights from prudential assessments
- Evaluate and apply appropriate regulatory tools to ensure firms maintain adequate standards of financial resilience
- Demonstrate sound judgement, effective stakeholder engagement, timely delivery, and strong self-management, in alignment with FCA values
What will you get from the role?
- A unique opportunity to gain deep understanding of the financial services sector
- Be at the forefront of shaping regulatory responses to emerging risks and market changes, helping to safeguard consumers and maintain market integrity
- Develop a broad and strategic view of the financial service industry, while also having the opportunity to influence its competitiveness and resilience
- Regular engagement with senior internal and external stakeholders
- A wide range of professional development opportunities—whether through hands-on crisis response work, exposure to diverse business models, or working with experienced colleagues across the FCA
Which skills are required?
We are a Disability Confident Employer; therefore, disabled people or individuals with long-term conditions who best meet the minimum criteria for a role will go through to the next stage of the recruitment process. (To learn more about the Disability Confident Scheme Click Here)
Minimum
- Prior experience in identifying, assessing, quantifying, and mitigating risks within a financial services environment, or a relevant professional qualification such as CFA, FRM, or ACA
- Strong understanding of the FCA’s and/or PRA’s approach to prudential regulation, including familiarity with different prudential regimes
- Previous practical experience in designing or conducting stress testing within a financial institution, including interpreting results to inform decision-making
Essential
- Reviewing complex risk management frameworks and prudential issues with sound judgement and analytical rigour
- Leading the identification and remediation of prudential risks to reduce potential harm to consumers and markets
- Demonstrating strong teamwork and an inclusive approach, with the ability to influence and align others towards shared departmental goals
- Providing coaching and mentoring on technical and professional matters to support the development of colleagues
- Presenting complex issues and critical judgements confidently to senior internal and external stakeholders
Our Values & Diversity
We are proud to be an inclusive employer, and our ambition is to cultivate a culture for all employees that respects their individual strengths, views, and experiences. We believe that our differences and similarities enable us to be a better organisation – one that makes better decisions, drives innovation, and delivers better regulation.
Within the workplace you will have access to various employee resource groups which aim to promote and achieve a healthy work / life balance and support our diversity ambitions.
Did you know? 50% of our Executive Committee were the first in their family to attend university.
Benefits Of Working At The FCA
- 25 days holiday per year plus bank holidays
- Hybrid working (work from home up to 60% of your time)
- Private healthcare with Bupa
- A non-contributory Pension of at least 8% of basic salary each month (there are several contribution levels that increase depending on your age – up to 12% a month once you reach age 35)
- Life assurance of eight times your basic salary
- Income protection
We also have a competitive flexible benefits scheme which gives you the opportunity to create a personalised benefits package, tailored to suit your lifestyle.
We welcome applications from candidates who are looking for flexible arrangements.Many of our staff work flexibly including working part-time, staggered hours, and job shares.We can’t promise to give you exactly what you want but we can explore what might work best for both sides.
Follow this link to see what life is like at the FCA - Life at the FCA
Application Support
We are dedicated to removing barriers and ensuring our application process is accessible to everyone. We offer a range of adjustments to make your application experience as comfortable and straightforward as possible.
If you have an accessibility need, disability, or condition requiring changes to the recruitment process, please contact your recruiter using the details below and they will be happy to discuss this further with you.
Useful Information and Timeline
- This role is graded as Senior Associate – Regulatory
- Advert Closing Date: 1 June 2025 at 23:59pm
- CV Review/Shortlist: By 6 June 2025
- First round assessment: By 13 June 2025
- Case study and competency-based interview: By 27 June 2025
Your Recruiter will discuss the process in detail with you during screening for the role, therefore, please make them aware if you are going to be unavailable for any date during this time.
Got a question?
If you are interested in learning more about the role, please contact Sartaj Deol at Sartaj.Deol@fca.org.uk
Applications must be submitted through our online portal. Applications sent via email will not be accepted.
Seniority level
Seniority level
Mid-Senior level
Employment type
Job function
Job function
Finance and Sales
Referrals increase your chances of interviewing at Financial Conduct Authority by 2x
Get notified about new Financial Professional jobs in Leeds, England, United Kingdom.
Leeds, England, United Kingdom 1 month ago
Bradford, England, United Kingdom 1 day ago
Bradford, England, United Kingdom 1 month ago
Leeds, England, United Kingdom 3 days ago
Wakefield, England, United Kingdom 1 week ago
Leeds, England, United Kingdom 1 week ago
Bradford, England, United Kingdom 3 weeks ago
Leeds, England, United Kingdom 4 days ago
West Yorkshire, England, United Kingdom 5 days ago
Leeds, England, United Kingdom 1 week ago
Leeds, England, United Kingdom 3 weeks ago
Leeds, England, United Kingdom 1 week ago
Leeds, England, United Kingdom 4 hours ago
Leeds, England, United Kingdom 1 week ago
Market Operations Analyst in MO Pricing Policy & Valuation
Batley, England, United Kingdom 2 weeks ago
Harrogate, England, United Kingdom 3 months ago
Leeds, England, United Kingdom 3 weeks ago
Business & Financial Modelling (BFM) Consultant / Senior Consultant
Leeds, England, United Kingdom 1 month ago
Wakefield, England, United Kingdom 22 hours ago
Normanton, England, United Kingdom 2 days ago
Leeds, England, United Kingdom 1 month ago
Financial Specialist - Projects and Special Initiatives
Bradford, England, United Kingdom 2 weeks ago
Rawdon, England, United Kingdom 5 days ago
Leeds, England, United Kingdom 2 weeks ago
Leeds, England, United Kingdom 2 days ago
Leeds, England, United Kingdom 3 weeks ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.