Senior Risk & Compliance Officer

Larbey Evans Ltd; London; On-site; GBP 50,000 - 60,000; Part time

Job summary

An established industry player is on the lookout for a Senior Risk & Compliance Officer to join their London office on a part-time basis. This newly created role offers the chance to take ownership of regulatory compliance and risk management, ensuring that best practices are followed throughout the firm. The position allows for hybrid working and flexible hours, making it an ideal opportunity for professionals seeking a balanced work-life environment. With excellent employee benefits, including a generous pension plan and annual leave that increases with tenure, this role promises a rewarding career path for the right candidate.

Benefits

Great pension plan

Pro-rated 28 days annual leave

Flexible working hours

Qualifications

• Proven experience in Risk & Compliance roles, especially in regulatory environments.
• Strong understanding of AML regulations and client onboarding processes.

Responsibilities

• Manage regulatory compliance and risk management across the firm.
• Review client onboarding processes and maintain the risk register.

Skills

Risk Management

Regulatory Compliance

Client Onboarding

AML Regulations

Stakeholder Management

Job description

Senior Risk & Compliance Officer

Top European Intellectual Property Firm is seeking an experienced Risk & Compliance Officer on a part-time basis. This is a newly established position and will report directly to the Managing Partner of the London office. A brilliant opportunity for someone to take ownership and responsibility for ensuring regulatory compliance and risk management across the firm.

• Salary to £60,000 (FTE)
• Part-time (3 days per week)
• Hybrid working and flexi hours offered
• Excellent employee benefits including great pension and pro-rated 28 days annual leave which goes up after every year of service!

Senior Risk & Compliance Officer Key Responsibilities:

• Manage the firm’s regulatory requirements, ensure compliance, and manage the relationships with external regulating bodies
• Work with several different stakeholders from different areas of the business to ensure streamlined and best practice processes are in place
• Review processes for client onboarding including AML, conflicts, and due diligence
• Handle the professional indemnity insurance – maintain detailed records, ensure compliance as well as acting as the main point of contact
• Maintain the risk register – ensure mitigations are in place and being delivered on as well as assessing any new risks
• Establish and manage standardised templates, systems, terms of business and processes
• Design and deliver risk and compliance training for all employees

Senior Risk & Compliance Officer Skills & Requirements:

• Previous experience within a dedicated Risk & Compliance role
• A strong working understanding and knowledge of risk, compliance, client onboarding and AML regulations and requirements
• Experience in IP would be advantageous
• Happy working autonomously in a busy role