Senior Regulatory Compliance & AML Lead

Compliance Professionals; Greater London; On-site; GBP 50,000 - 75,000; Full time

Job summary

International Bank seeks a Regulatory Compliance professional to assist the Head of Compliance and MLRO, monitor regulatory developments, and update policies in light of changes. You will contribute to trainings on financial crime and provide management with essential reports.

Role covers annual risk assessments, investigation support for unusual activity, and review of Customer Due Diligence reviews, ensuring robust oversight and monitoring across the bank.

Qualifications

• Generalist experience in Regulatory Compliance/AML within the financial sector.
• Knowledge and understanding of financial crime including AML, KYC/CDD and sanctions.
• Knowledge and understanding of JMLSG and Money Laundering Regulations including regulatory trends and development.
• Knowledge and understanding of FCA/PRA Handbooks.
• Some experience in risk based monitoring and risk assessments.

Responsibilities

• Assist Head of Compliance and MLRO in their responsibilities.
• Monitor regulatory developments and provide assessments and impact analysis for senior management.
• Update the bank's arrangements in light of changes.
• Create or undertake reviews of policies, procedures, guidance or other documents.
• Support the development and implementation of the bank's training related to financial crime and regulations.
• Assist by providing information or reports to management.
• Conduct the annual financial crime and conduct risk assessments.
• Assist in the investigation of unusual activity.
• Review Customer Due Diligence reviews.
• Assist the Head of Compliance/MLRO in delivering an effective, risk-based compliance oversight and monitoring programme.
• Assist in identifying, monitoring and assessing business risks, compliance breaches, complaints and incidents.
• Report potentially suspicious transactions/activities to the bank's MLRO.
• Assist in responding to information requests and contact from regulators.
• Have responsibility for the oversight and administration of the automated monitoring systems.
• Be responsible for ensuring the branch has adequate arrangements, records, policies and procedures.
• Be responsible for updating Companies House in a timely manner with updates and confirmations linked to our registrations with them.

Skills

AML knowledge

KYC/CDD

Regulatory compliance

Risk monitoring

Education

Bachelor's degree in Finance/Law/related field

Job description

International Bank seeks a Regulatory Compliance professional to assist the Head of Compliance and MLRO, monitor regulatory developments, and update policies in light of changes. You will contribute to trainings on financial crime and provide management with essential reports.

Role covers annual risk assessments, investigation support for unusual activity, and review of Customer Due Diligence reviews, ensuring robust oversight and monitoring across the bank.