Senior Manager FC Compliance - ABC, Fraud and Tax Evasion | London, UK

London Stock Exchange Group; London; On-site; GBP 80,000 - 120,000; Full time

Job summary

LSEG is seeking a Senior Manager in Financial Crime Compliance to enhance their capabilities in tackling ABC, Fraud, and Tax Evasion. This pivotal role will involve leading the transformation of Financial Crime frameworks while supporting compliance across various risk areas within a global organization. The successful candidate will drive initiatives that mitigate financial crime, ensuring robust risk assessments and effective stakeholder management.

Benefits

Healthcare

Retirement planning

Paid volunteering days

Wellbeing initiatives

Qualifications

• Significant knowledge of Financial Crime regulations including Anti-Bribery and Corruption, Fraud.
• Experience in managing relationships with internal and external partners.
• Track record of leading Financial Crime initiatives and change.

Responsibilities

• Act as SME for ABC, Fraud and Tax Evasion.
• Lead the development of Financial Crime TPRM framework.
• Conduct 2LOD reviews and manage escalations.

Skills

Knowledge of regulatory requirements

Report writing

Project management

Education

Degree or equivalent

Relevant professional qualifications

Job description

Senior Manager FC Compliance - ABC, Fraud and Tax Evasion

About Us;

LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It's how we've contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services - and our open-access model - we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity.

LSEG is headquartered in the United Kingdom, with significant operations in over 60 countries across EMEA, North America, Latin America and Asia Pacific. We employ 25,000 people globally, more than half located in Asia Pacific. LSEG's ticker symbol is LSEG.

Our People:

People are at the heart of what we do and drive the success of our business. Our values of Integrity, Partnership, Excellence and Change shape how we think, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with unique backgrounds and perspectives. We break down barriers and encourage teamwork, enabling innovation and rapid development of solutions that make a difference. Our workplace generates an enriching and rewarding experience for our people and customers alike. Our vision is to build an inclusive culture in which everyone feels encouraged to fulfil their potential.

We know that real personal growth cannot be achieved by simply climbing a career ladder - which is why we encourage and enable a wealth of avenues and interesting opportunities for everyone to broaden and deepen their skills and expertise. As a global organisation spanning over 60 countries and one rooted in a culture of growth, opportunity, diversity and innovation, LSEG is a place where everyone can grow, develop and fulfil your potential with meaningful careers.

The Role

This is an exciting new role in the Group Financial Crime Team for London Stock Exchange Group (LSEG") based at our London Headquarters.

We are building out our capabilities in this area as our business evolves and this is a fantastic opportunity for an ABC, Fraud and Tax Evasion professional to craft the future of Financial Crime at a global organisation.

The role will report to the Head of ABC and Fraud and is within LSEG's 2LOD Financial Crime Team.

As a key member of the Financial Crime Team, this role will help mitigate Financial Crime across the Group, will drive transformation of a new 2LOD Financial Crime framework and be responsible for training and embedding new procedures within the Financial Crime Team and across the Group.

The role includes carrying out 2LOD reviews of risk areas, working with key internal stakeholders, acting as a subject matter expert for all escalations and managing enquiries into the Financial Crime Team. The role also includes leading on the development of a Financial Crime Third Party Risk Management (TPRM") framework.

Responsibilities and Accountabilities;

• Act as SME for ABC, Fraud and Tax Evasion for the Group; effectively acting as a business partner
• Lead improvement of ABC, Fraud and Tax Evasion mitigation initiatives and supporting controls
• Lead the development, implementation and improvement of a Financial Crime Third Party Risk Management (TPRM") Framework along with supporting standards, operating procedures and policies.
• Lead escalations into the Financial Crime Team ensuring appropriate subject matter experts are briefed and emerging issues dealt with within appropriate timeframes
• Support on the development and implementation of Financial Crime Management Information including supporting delivery of KRIs and KPIs
• Lead on 2LOD Financial Crime TPRM reviews and projects

Qualifications & Experience -

• Degree or equivalent and / or relevant professional qualifications
• Significant knowledge of applicable regulatory and legal requirements across Financial Crime including Anti-Bribery and Corruption, Fraud, Anti-Money Laundering, Sanctions, Terrorist Financing and Tax Evasion.
• Knowledge of supporting on Financial Crime investigations
• Financial Crime practitioner or SME as appropriate to role with experience of working across Financial Crime risk
• Experience in managing relationships with internal and external partners
• Report writing
• Project management
• Management / delivery of Financial Crime change initiatives
• Experience in managing relationships with internal and external partners
• Report writing
• Project management
• Management / delivery of Financial Crime change initiatives

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership , Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. You will be part of a collaborative and creative culture where we encourage new ideas and are committed to sustainability across our global business. You will experience the critical role we have in helping to re-engineer the financial ecosystem to support and drive sustainable economic growth. Together, we are aiming to achieve this growth by accelerating the just transition to net zero, enabling growth of the green economy and creating inclusive economic opportunity.

LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone's race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it's used for, and how it's obtained, your rights and how to contact us as a data subject .

If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.

More Jobs From London Stock Exchange Group

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.