Senior KYC Analyst, Assistant Vice President

STATE STREET CORPORATION; London; Hybrid; GBP 50,000 - 90,000; Full time

Job summary

Ein etabliertes Unternehmen sucht einen Senior KYC Analyst, um die Einhaltung von AML-Richtlinien zu gewährleisten und KYC-Überprüfungen für Kunden durchzuführen. In dieser Rolle arbeiten Sie eng mit verschiedenen Teams zusammen, um die Effizienz zu steigern und die Geschäftsentwicklung zu unterstützen. Sie profitieren von einem hybriden Arbeitsmodell, das Flexibilität bietet. Mit einem starken Fokus auf Teamarbeit und Kommunikation sind Sie Teil eines dynamischen Umfelds, das Innovation und Vielfalt schätzt. Wenn Sie eine Leidenschaft für Finanzdienstleistungen haben und in einem unterstützenden Team arbeiten möchten, könnte diese Rolle die richtige für Sie sein.

Benefits

Wettbewerbsfähige medizinische Versorgung

Versicherungs- und Sparpläne

Flexible Arbeitsprogramme

Entwicklungsprogramme und Bildungsunterstützung

Bezahlte Freiwilligentage

Matching-Geschenkprogramme

Qualifications

• Mindestens 5-6 Jahre Erfahrung in der Finanzdienstleistungsbranche.
• Starke Kommunikations- und Organisationsfähigkeiten erforderlich.

Responsibilities

• Durchführung von KYC-Überprüfungen für SSGM-Kunden.
• Sicherstellung der Einhaltung der AML-Richtlinien.

Skills

Kommunikationsfähigkeiten

Projektmanagement

Analytische Fähigkeiten

Problemlösungsfähigkeiten

Teamarbeit

Education

5-6 Jahre Erfahrung im Finanzdienstleistungsbereich

Erfahrung im Risikomanagement oder in der Prüfung

Tools

Microsoft Word

Microsoft Excel

Datenbankanwendungen

Job description

Who we are looking for

State Street Global Markets provides specialized research, trading and securities lending and innovative portfolio strategies to owners and managers of institutional assets. SSGM EMEA - Senior KYC Analyst is based in the London office and is a member of SSGM’s Client On-boarding tea.

This role is responsible for performing KYC Periodic Reviews on SSGM customers as well as driving ongoing improvements in the AML operating model. This position partners with the SSGM front office and the Global SSGM COO to support business growth, including the creation of efficiencies in our global operating model.

This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.

Why this role is important to us
The team you will be joining is a part of State Street Markets. As a leading provider of trading and lending solutions to the world’s institutional investors, we deliver the industry’s most innovative platforms, financing and portfolio solutions. Our capabilities are backed by proprietary, high-value research, insights and indicators that power clients’ investment decisions, accelerate performance and help investors stay ahead of shifting markets. Across our comprehensive set of solutions – data-driven macro market intelligence that give an information advantage; client-first platforms and tools that redefine trading; financing solutions that streamline liquidity access; and portfolio solutions designed to help achieve peak performance – we deliver a breakthrough edge to drive business success. With our FX solutions, investors can access a wide range of markets and jurisdictions using our decision-making and strategy planning tools, diverse funding options and trading strategies. We deliver sophisticated avenues to tap into new sources of liquidity, capitalize on market opportunity and transact efficiently in any market environment. We have a range of solutions from various high- to low-touch principal execution methods, and outsourced agency hedging and execution solutions through our currency management offering.

What you will be responsible for

As Senior KYC Analyst, Assistant Vice President you will

The SSGM AML Operations Analyst will work independently on general assignments and within the scope of established procedures, guidelines and practices and consulting with the manager where clarification or exception may be required.

The analyst will be expected to perform the following:

• Ensure the SSGM businesses in EMEA are compliant with the State Street Corporate AML Policy, Procedure and AML Requirements.

• Provide oversight of activities outsourced to the FLOD Operations team, Compliance and the FIU. Act as the business escalation point for issues and ensure service is delivered according to standards.

• Ensure KYC is completed for all SSGM clients at periodic review for clients in EMEA & Germany in a timely manner.

• Ensure excellent communication with our clients via telephone and email

• Act as an escalation point for sanctions, negative news or other policy breaches. Ensure UARs are completed and work with FIU on SARs as required.

• Participate in transaction monitoring weekly review meetings.

• Participate in weekly meetings with the Global AML Centre to assess the status of all ongoing PRs.

• Actively chase and assist with completion of all overdue reviews and escalate where necessary.

• Act as an escalation point for any business KYC/AML queries.

• Oversight of any BU AML / KYC metrics required for reporting (BU metrics, AMLOC metrics etc.)

• To provide ongoing counsel to the EMEA Regional Head on regarding AML risk.

Education & Preferred Qualifications

• Minimum 5-6 years of experience in financial services

• Prior risk management or audit experience preferred

• Strong communications and organizational skills

• Strong project management skills

• Strong analytical and problem solving skills

• Strong computer skills including knowledge of word processing, spreadsheet and database application

• Team player

• Ability to manage multiple priorities while maintaining attention to details

Are you the right candidate? Yes!
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.