Senior Investment Assistant: Front-Office Support Compliance

Be-IT Resourcing; Leeds; Hybrid; GBP 42,000 - 56,000; Full time

Job summary

Be-IT Resourcing's Leeds based client is seeking an experienced Senior Investment Assistant to join a permanent team. You will be the go-to contact for internal and external queries, supporting front office investment functions and helping ensure seamless day-to-day operations.

The role requires managing a high volume of administration tasks, ensuring regulatory and onboarding requirements are met, and supporting team development in a collaborative environment.

Qualifications

• Experience supporting front office investment functions.
• Ability to manage high volumes of administration tasks.

Responsibilities

• Act as a key point of contact for queries for internal and external clients.
• Help manage internal and external clients and assist with ad hoc enquiries.
• Monitor administration processes to ensure standards.
• Ensure deadlines for client queries, including trading/regulatory requirements.
• Operate as an account opening SME ensuring compliance and onboarding for new clients.
• Delegate roles within the investment support team and ensure fair workload.
• Support team development and on-the-job learning.
• Collaborate with CDD and compliance teams.
• Act as deputy for managers during leave.
• Ensure processes align with external requirements and best practice.

Skills

Investment administration

Regulatory compliance

Team supervision

Education

Level 4 IAD (beneficial)

Tools

CRM systems

Regulatory onboarding

Job description

Be-IT Resourcing's Leeds based client is seeking an experienced Senior Investment Assistant to join a permanent team. You will be the go-to contact for internal and external queries, supporting front office investment functions and helping ensure seamless day-to-day operations.

The role requires managing a high volume of administration tasks, ensuring regulatory and onboarding requirements are met, and supporting team development in a collaborative environment.