Senior Firm & Adviser Supervisor — Remote/Hybrid

Huntress; United Kingdom; Hybrid; GBP 40,000 - 44,000; Full time

Job summary

Huntress in the United Kingdom seeks an experienced financial services professional for a Firm and Adviser Supervisor role. You will help ensure AR firms meet standards, with influence on advice quality and risk, while supporting onboarding and ongoing compliance efforts.

You should have five years in regulated FS, hold the Financial Planning Certificate and CeMAP, and be familiar with the FCA Handbook, SUP, TC and APER. This is a hybrid role with remote work and office presence in Horsham.

Qualifications

• Five years' experience in a regulated financial services environment.
• Financial Planning Certificate and CeMAP (or equivalent).
• Sound knowledge of FSMA 2000 and FCA Handbook (SUP, TC and APER).
• Ability to present to groups and engaging with AR firms.

Responsibilities

• Review adviser performance and develop improvement plans.
• Assess the initial and ongoing competence of individuals giving investment, mortgage and protection advice.
• Carry out periodic risk assessments of AR firms.
• Deliver onboarding and ongoing training on regulatory, product and market changes.
• Act as main contact between advisers/AR firms and the business.
• Support the wider compliance department with projects when needed.

Skills

Analytical

Organised

Communication

Influence

Education

Financial Planning Certificate

CeMAP

Job description

Huntress in the United Kingdom seeks an experienced financial services professional for a Firm and Adviser Supervisor role. You will help ensure AR firms meet standards, with influence on advice quality and risk, while supporting onboarding and ongoing compliance efforts.

You should have five years in regulated FS, hold the Financial Planning Certificate and CeMAP, and be familiar with the FCA Handbook, SUP, TC and APER. This is a hybrid role with remote work and office presence in Horsham.