Senior Compliance Operations Manager | Leading Investment Manager

JR United Kingdom; Slough; On-site; GBP 60,000 - 90,000; Full time

Job summary

A leading investment manager is seeking a Senior Compliance Operations Manager based in Slough. This newly created role offers an exciting opportunity to shape compliance operations, focusing on regulatory and transaction reporting while collaborating closely with various teams. Ideal candidates will combine deep financial product knowledge with excellent communication and decision-making skills, thriving in a dynamic environment.

Qualifications

• At least 5 years’ experience in a buy-side compliance/reg operations team.
• Interest/skillset in Ops and/or IT/technology.
• Excellent communication skills (verbal and written).

Responsibilities

• Leading and delivering compliance and operational systems enhancements.
• Overseeing regulatory and transaction reporting processes.
• Supporting broader compliance initiatives, including trade surveillance.

Skills

Strong regulatory knowledge

Analytical skills

Decision-making skills

Interpersonal skills

Project management

Tools

Cappitech

c3

FundApps

Broadridge

Job description

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Senior Compliance Operations Manager | Leading Investment Manager, slough

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Client:

Location:

slough, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

We are partnering with an exceptional investment manager currently in an exciting phase of growth to hire for a newly created Compliance Operations position.

Based in London, this role will sit within the Compliance team and take end-to-end ownership of regulatory, trade, and transaction reporting, as well as play a key role in the design and oversight of systems and controls that support these functions.

Key responsibilities include:

• Leading and delivering projects focused on compliance and operational systems enhancements
• Overseeing regulatory and transaction reporting processes (including AIFMD, MiFID, EMIR, SFTR, CSDR)
• Supporting broader compliance initiatives, including trade surveillance and other adjacent areas

This is a rare opportunity to shape a newly created role with a global remit, offering real impact and visibility across the business.

The ideal candidate will combine strong regulatory knowledge with a deep understanding of financial products and markets, and be comfortable operating in a fast-paced, high-growth environment.

Skills and qualifications

• A least 5 years’ experience in a buy-side compliance / reg operations team. Experience at an asset manager, hedge fund, or other comparable firm is a plus.
• Ops and/or IT/technology interest and/or skillset
• Experience with Cappitech, c3, FundApps, Broadridge, preferred
• Management Information reporting interest
• Strong comprehension, analytical and decision-making skills with sound judgment.
• Strong interpersonal, collaborative and teamwork skills.
• Results oriented with an ability to manage multiple projects in a fast-paced, deadline focused environment and to deliver in a timely manner with the flexibility to adapt to changing circumstances.
• Ability to efficiently and effectively solve problems, including by designing, implementing and maintaining organizational solutions for large bodies of data, text and documentation.
• Excellent communication skills (both verbal and written), including ability to raise and communicate complex issues accurately and succinctly to personnel at all levels.