Senior Compliance Officer, Funds

JR United Kingdom; West Midlands Combined Authority; On-site; GBP 50,000 - 70,000; Full time

Job summary

A progressive alternative funds platform is seeking a Senior Compliance Officer to join their small compliance team in the West Midlands. This generalist role offers a chance to grow along your career path while covering all important compliance areas. Experience with UCITS and Evergreen funds is preferred, and those from private markets are welcome.

Qualifications

• Experience in compliance within the financial sector is crucial.
• Knowledge of product and distribution matters is an advantage.

Responsibilities

• Cover all facets of compliance in a generalist role.
• Develop along the career pathway with potential to head a compliance function.

Skills

Working knowledge of UCITS

Compliance experience

Knowledge of Evergreen funds

Experience in private markets

Job description

Senior Compliance Officer, Funds, West Midlands

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity to develop along the career pathway, with long-term aspirations to head a function. The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those with experience in liquid assets will also be considered.

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