Senior Compliance Officer, Funds

JR United Kingdom; Cardiff; On-site; GBP 50,000 - 75,000; Full time

Job summary

A progressive alternative funds platform in Cardiff is seeking a Senior Compliance Officer to enhance its compliance team. This role offers a unique chance to engage with various compliance aspects and develop towards leadership positions. Ideal candidates should have experience with UCITS, Evergreen funds, and preferably private markets funds.

Qualifications

• Generalist role covering all facets of compliance.
• Working knowledge of product and distribution matters is an advantage.
• Experience in liquid assets considered.

Responsibilities

• Join a small compliance team and report to the CCO.
• Cover all facets of compliance within the firm.
• Focus on developing a long-term career pathway.

Skills

Compliance knowledge

Understanding of UCITS

Knowledge of Evergreen funds

Exposure to private markets funds

Job description

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Senior Compliance Officer, Funds, cardiff

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Client:

Hays

Location:

cardiff, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

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Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function. The firm partners with external managers and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred but those whose experience centres on liquid assets will also be considered.

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