Senior Compliance Officer and MLRO

Alchemy Markets; London; Hybrid; GBP 50,000 - 80,000; Full time

Job summary

Alchemy Markets is seeking a Senior Compliance Officer and MLRO to lead compliance functions in their growing Legal team. The role requires strong expertise in UK regulations and a proactive approach to overseeing the compliance framework, ensuring adherence to legal standards while fostering a compliance culture within the organization. The position offers a competitive remuneration package and opportunities for career growth in a dynamic environment.

Benefits

Competitive Remuneration Package

Performance-based annual bonuses

Work-Life Balance

Enhanced Health and Wellness Programs

Dynamic career growth opportunities

Qualifications

• 5+ years of experience in Compliance and Regulatory Affairs, preferably in the CFD and FX industry.
• Experience working with FCA and other regulatory bodies.
• Deep knowledge of AML legislation.

Responsibilities

• Primary liaison with regulatory bodies for compliance.
• Lead the development and execution of the Compliance framework.
• Conduct periodic Compliance and AML trainings.

Skills

Leadership

Communication

Decision Making

Education

Compliance Certification

Job description

Direct message the job poster from Alchemy Markets

Alchemy Markets offers a suite of services, including liquidity solutions, customizable trading platforms, and access to global financial instruments. Our offerings equip clients with tools and support to achieve their financial goals.

Alchemy Markets leads financial innovation, bridging traditional finance with decentralized, tech-driven markets. We deliver accessible, transparent, and cutting-edge solutions, empowering traders, institutions, and innovators to thrive globally. The company provide an ecosystem of advanced trading platforms, access to global markets, robust liquidity solutions, and bespoke financial technologies, catering to both retail and institutional clients.

JOB OVERVIEW:

Alchemy Markets is looking to hire a compliance and experienced Senior Compliance Officer and MLRO to join the well established and growing Legal team, with a solid background in FX and CFD products to lead the compliance function.

The ideal candidate will take ownership of developing, implementing, and maintaining our FCA license liquidity solutions, in terms of managing compliance frameworks, ensuring we meet all regulatory obligations and internal standards.

The successful candidate will play a key role in protecting the business and promoting a strong compliance culture across all areas of the company.

JOB DESCRIPTION:

• Being the primary liaison with regulatory bodies.
• Audit, amend and lead the ongoing development and execution of the Compliance framework to meet all regulatory requirements.
• Ensuring that the firm complies, and demonstrates compliance, with all FCA and other regulatory requirements.
• Ensure that regulatory capital, compliance-related reporting obligations (e.g. EMIR, MiFIR) are being met, including advising, preparing and submitting regular reports to the FCA.
• Conduct periodic risk assessments of AML controls. Performing the SMF17 role, advancing the Firm’s AML policies and procedures to comply with all Regulations.
• Perform periodic Compliance and AML trainings to the business and senior management.
• Monitor suspicious transactions and Reports to the FCA and NCA when required.
• Oversee customer due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring procedures.
• Drafting periodic and annual compliance and MLRO reports to the board, including the AML and anti-bribery risk assessments.
• Work with internal teams and external compliance consultants to strengthen the regulatory framework of the organization.
• Assist the Board in maintaining its ICARA and liquidity framework.
• Foster a compliance-driven culture by promoting awareness of compliance policies and the importance of ethical conduct.

WE ARE LOOKING FOR PEOPLE WHO HAVE:

• 5+ years of experience in Compliance and Regulatory Affairs (SMF16 & SMF17), preferably within the CFD and FX industry, with a strong focus on UK regulations.
• Experience engaging with the FCA and other regulatory authorities.
• Deep knowledge of AML legislation including theUK Money Laundering Regulations and JMLSG guidance.
• Commitment to confidentiality regarding compliance procedures and internal policies.
• Ability to navigate evolving regulatory landscapes and adjust compliance strategies accordingly.
• Proven leadership skills and ability to work independently.
• Excellent communication and decision making skills with the ability to take initiatives

WHAT WE OFFER:

Competitive Remuneration Package and performance-based annual bonuses

Work-Life Balance; hybrid (1 day from home) and flexible working hours

Enhanced Health and Wellness Programs

Dynamic career growth in a dynamic and fast-growing global company.

Collaborative and innovative work environment.

ARE YOU INTERESTED IN JOINING US?

We are very excited to meet you and discuss how you can contribute to the success of the Company!

We commit to handle all your information with strict confidentiality.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

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