Senior Compliance Officer (12-month FTC)

Starling Bank; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

Starling Bank est à la recherche d'un Senior Compliance Officer pour fournir des conseils réglementaires et garantir que les équipes respectent leurs obligations. Ce contrat à durée déterminée de 12 mois demande une expertise en conformité, une communication efficace et des compétences analytiques pour naviguer dans un environnement bancaire dynamique.

Benefits

25 jours de congé

Journée de congé supplémentaire pour votre anniversaire

Congés supplémentaires selon l'ancienneté

16 heures de bénévolat payées par an

Assurance vie à 4x votre salaire

Assurance médicale privée

Politique familiale généreuse

Accès à des réductions et offres via Perkbox

Partenariats de gym

Accès à des initiatives comme Cycle to Work

Qualifications

• Connaissance approfondie des lois et réglementations pertinentes.
• Excellentes compétences en communication écrite et verbale.
• Capacité démontrée à résoudre des problèmes et à analyser des situations complexes.

Responsibilities

• Fourniture de conseils spécifiques sur la conformité des produits.
• Développement et mise en œuvre de cadres de risque et de conformité.
• Établir des relations solides avec les équipes de conformité et commerciales.

Skills

Communication

Analyse

Gestion des risques

Education

Qualification en conformité ou finance

Job description

Hello, we’re Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We’re a bank, but better: fairer, easier to use and designed to demystify money for everyone. We employ more than 3,000 people across our London, Southampton, Cardiff and Manchester offices.

We're looking for a Senior Compliance Office to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight and challenge to the 1LoD (first line of defence) / business teams, so that they meet their regulatory obligations and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes).

Please note; this is a 12-month fixed term contract.

Key Responsibilities

• Provide product specific advice as part of a high performing Conduct & Compliance Advice team on a day-to-day basis, ensuring that timely and accurate regulatory compliance and conduct related advice, guidance and support is provided, as well as independent challenge and oversight, to Starling Bank’s first line of defence (1LoD) / business teams.
• Compliance advice will cover all current (and future) products, services and activities across the Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints, conflicts of interest etc.,).
• Build strong relationships with 1LoD to deliver a collaborative working environment between Compliance and the business.

• Support with the development / implementation of the requisite conduct risk and compliance frameworks and policies in line with the Bank’s Enterprise-Wide.
• Support with the Compliance Team’s monthly reporting pack(s).
• Ability to approve and sign off financial promotions and marketing across all products and services the Bank offers.
• Oversee the submission of SMF applications to the Regulators and ensure the Bank’s Management Responsibilities Map remains up to date and accurate.

• Deep working knowledge of relevant laws, regulations, and industry best practices related to compliance, and financial services, including BCOBs, CONC, LSB, PSD2, SYSC and MCOBs (advantageous) etc.
• Excellent communication (written and verbal), relationship building and influencing skills, with the ability to communicate effectively to a variety of audiences, including senior management and committees
• Proven analytical skills and problem solving skills, with the ability to understand and interpret business knowledge.
• Detailed knowledge and experience of identifying key Conduct and Compliance risks.
• Sound judgement and decision making, planning and prioritisation skills, with the ability to see things through to resolution at all times.
• Proactive with regards to ownership and oversight of emerging and existing compliance and conduct issues and risks.
• Have a naturally curious and inquisitive approach to work, proactively questioning the status quo where appropriate.
• Be resilient and not shy away from having difficult conversations.
• Willingness to share knowledge with the team and collaborate across all product lines with all members of the team.

• 25 days holiday (plus take your public holiday allowance whenever works best for you)
• An extra day’s holiday for your birthday
• Annual leave is increased with length of service, and you can choose to buy or sell up to five extra days off
• 16 hours paid volunteering time a year
• Salary sacrifice, company enhanced pension scheme
• Life insurance at 4x your salary
• Private Medical Insurance with VitalityHealth including mental health support and cancer care. Partner benefits include discounts with Waitrose, Mr&Mrs Smith and Peloton
• Generous family-friendly policies
• Perkbox membership giving access to retail discounts, a wellness platform for physical and mental health, and weekly free and boosted perks
• Access to initiatives like Cycle to Work and Salary Sacrificed Gym partnerships

About Us

You may be put off applying for a role because you don't tick every box. Forget that! While we can’t accommodate every flexible working request, we're always open to discussion. So, if you're excited about working with us, but aren’t sure if you're 100% there yet, get in touch anyway.

We’re on a mission to radically reshape banking – and that starts with our brilliant team. Whatever came before, we’re proud to bring together people of all backgrounds and experiences who love working together to solve problems.

Starling Bank is an equal opportunity employer, and we’re proud of our ongoing efforts to foster diversity & inclusion in the workplace. Individuals seeking employment at Starling Bank are considered without regard to race, religion, national origin, age, sex, gender, gender identity, gender expression, sexual orientation, marital status, medical condition, ancestry, physical or mental disability, military or veteran status, or any other characteristic protected by applicable law.

By submitting your application, you agree that Starling Bank may collect your personal data for recruiting and related purposes. Our Privacy Notice explains what personal information we may process, where we may process your personal information, its purposes for processing your personal information, and the rights you can exercise over our use of your personal information.