Senior Compliance Monitoring Specialist

Lutine Bell; Leeds; Hybrid; GBP 50,000 - 80,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Monitoring professional to ensure adherence to regulatory requirements and internal policies. This pivotal role involves conducting compliance audits, monitoring activities, and collaborating with various departments to enhance compliance programs. The ideal candidate will have significant experience in Financial Services, a strong grasp of FCA regulations, and excellent analytical skills. If you're a self-starter with a passion for compliance and problem-solving, this opportunity is perfect for you.

Qualifications

• Significant compliance experience within Financial Services.
• Strong knowledge of FCA handbooks and regulations.

Responsibilities

• Conducting regular compliance audits and monitoring activities.
• Identifying potential areas of compliance vulnerability.

Skills

Compliance Experience

Knowledge of FCA Regulations

Analytical Skills

Time Management

Job description

Lutine Bell are currently supporting a leading Investment Manager with a Senior Compliance Monitoring appointment.

This individual will be responsible for ensuring that the company adheres to regulatory requirements and internal policies. This role involves conducting regular compliance audits, monitoring activities, and identifying potential areas of compliance vulnerability.

The individual will work closely with various departments to ensure the effectiveness of compliance programs and to foster a culture of compliance within the firm, taking on complex cases and MI reporting responsibilities.

Requirements:

• Significant compliance experience within Financial Services.
• Strong knowledge of FCA handbooks and regulations.
• Analytical approach to investigations and problem solving.
• Self-starter with excellent time and workload management skills.

Location: Leeds (hybrid working)