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A leading global investment firm is seeking a Senior Compliance Monitoring specialist to strengthen its compliance efforts. The role involves conducting comprehensive compliance reviews, ensuring adherence to regulatory requirements, and providing insights to senior management. The ideal candidate will possess strong analytical abilities and deep regulatory knowledge within the asset management sector.
MERJE are currently representing a large global investment firm in the search for an experienced Compliance Monitoring specialist. With £50B in assets under management, firm employs around 400 individuals across a number of global offices.
The Role
The successful candidate will primarily focus on ensuring the firm adheres to regulatory requirements and internal policies through a structured Compliance Monitoring Programme (CMP). The successful candidate will conduct compliance testing, including thematic and desk-based reviews, at a global level, while providing the business with insights and recommendations to improve regulatory compliance.
You will be responsible for:
Requirements
The ideal candidate will have approximately 5-6 years’ experience of operating in a compliance monitoring role within the Asset Management or Wealth Management spac
Experience of applying monitoring methodologies / audit methodology
Demonstrate understanding of the 2nd line of defence and of Compliance review work in general
Ability to work independently, managing a diverse range of matters while collaborating with the wider business across jurisdictions and escalating issues when and if necessary.
Excellent analytical skills with the ability to interpret regulatory requirements and assess their impact on business processes.
MERJE is a widely trusted specialist talent solutions provider.Since 2011, we’ve been pairing the best candidates with the most suitable career opp...