Senior Compliance Monitoring and Testing Analyst

Ntrinsic Consulting; United Kingdom; Remote; GBP 45,000 - 65,000; Full time

Job summary

A leading consulting firm is seeking a Senior Compliance Monitoring and Testing Analyst to work remotely within the UK. The successful candidate will support compliance monitoring activities, regulatory change assessments, and contribute significantly to the CMT Program. With a focus on quality and timely delivery, this role offers the opportunity for professional growth in the fast-paced FinTech industry.

Qualifications

• 4+ years of experience in Internal Audit and/or Compliance Monitoring and Testing.
• Knowledge of compliance-related laws and regulations.
• Experience in auditing/testing compliance with Markets in Crypto-Assets Regulation.

Responsibilities

• Perform risk-based CMT reviews covering regulatory obligations.
• Prepare accurate reports and MI for committee packs.
• Conduct horizon scanning for regulatory changes.

Skills

Internal Audit

Compliance Testing

Critical Thinking

Problem Solving

Communication

Education

BA/BS degree in business, finance or related fields

Tools

Excel

PowerPoint

Word

Job description

Senior Compliance Monitoring and Testing Analyst

This range is provided by Ntrinsic Consulting. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Ntrinsic Consulting

Director - Ntrinsic Consulting UK / Cpl Talent Solutions GmbH - Technology

Senior Compliance Monitoring and Testing Analyst – Fully Remote UK

Senior Compliance Monitoring and Testing Analyst is required by our FinTech client to work in the Compliance Monitoring and Testing (“CMT”) Group. As Senior Compliance Monitoring and Testing Analyst you will perform risk-based CMT reviews that cover regulatory obligations for AML/CFT and Sanctions and/or non-AML/CFT and Sanctions (such as, consumer protections, fair and safe trading, systems and controls) compliance. Follow established Policy and Procedures in the CMT life cycle of planning, execution, reporting and findings remediation, and provide escalation as needed.

As Senior Compliance Monitoring and Testing Analyst you will participate in training and/or awareness materials regarding the CMT Program. Stay current on regulatory development and industry events to identify trends and emerging risks impacting products and the CMT Program. Continuously add value through effective project management and efficient execution.

The Senior Compliance Monitoring and Testing Analyst will conduct regular horizon scanning to identify regulatory change and developments, such as FCA, PRA and EU legislation, that are applicable, support our client with gap analysis and embedding regulatory change identified as part of horizon scanning as appropriate.

Additionally, as Senior Compliance Monitoring and Testing Analyst, you will be instrumental preparing accurate reports, MI and gap analyses for inclusion in committee and forum packs as required, in a timely manner. My client has adopted a flexible working culture and are happy for Senior Compliance Monitoring and Testing Analyst to be located remotely across the UK.

Senior Compliance Monitoring and Testing Analyst freelance profile required:

• Must have at least 4+ years of experience in executing Internal Audit and/or CMT program, testing plan, and activities across a diverse range of financial services/products.
• Have a well-practised knowledge of compliance-related laws, regulations and risk management practices for financial services/products.
• Good experiences in auditing/testing compliance with the Markets in Crypto-Assets Regulation.
• An accomplished background delivering work outcome to budget and meet quality standard.
• Advanced written/verbal communication, critical thinking and problem-solving skills.
• Proficient in Word/Google Doc, PowerPoint/Google Slides and Excel/Google Sheets.
• Have been educated to BA/BS degree level in business, finance or other related fields.

Senior Compliance Monitoring and Testing Analyst temporary PAYE contract details include:

• Contract: Temp PAYE
• Days onsite: Fully remote within the UK.
• Location: United Kingdom
• Interview times: ASAP.

To find out more about this Senior Compliance Monitoring and Testing Analyst temporary PAYE opportunity, please apply via the link.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Temporary

Job function

• Job function

  Finance

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