Senior Compliance Manager - Funds & Alternatives

JR United Kingdom; Slough; On-site; GBP 70,000 - 90,000; Full time

Job summary

A dynamic Alternative Asset Manager in Slough is looking for a Senior Compliance Manager to lead its Regulatory Advisory function. This role will focus on ensuring compliance with AIFMD, UCITS, MiFID, and conducting compliance training. Candidates should have over 7 years of regulatory experience in the funds and alternative asset management sectors.

Qualifications

• 7+ years of Regulatory experience in Funds and Alternative Asset Management.
• Strong understanding of AIFMD, UCITS, MiFID & CBDD.
• Experience in leading compliance initiatives.

Responsibilities

• Lead the Regulatory Advisory function covering ICAVs and Lux ELTIFs.
• Ensure and monitor robust Compliance Frameworks.
• Conduct Compliance Training and execute Monitoring Plans.

Skills

Regulatory Advisory

Compliance Frameworks

Distribution Compliance

Monitoring Plans

Compliance Training

Regulatory Scanning

Job description

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Senior Compliance Manager - Funds & Alternatives, Slough

Client:

Ink Recruitment

Location:

Slough, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

Job Views:

1

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

Dynamic and expanding Alternative Asset Manager based in London is keen to hire a Senior Compliance Officer to lead the Regulatory Advisory function covering ICAVs, Lux ELTIFs, and Cross-Border Investments. Reporting to the CCO, duties will include:

• Advising on complex regulations including AIFMD, UCITS, MiFID & CBDD
• Ensuring and monitoring robust Compliance Frameworks
• Distribution Compliance
• Executing Monitoring Plans
• Conducting Compliance Training
• Horizon scanning for upcoming regulations

We are keen to hear from candidates with 7+ years of Regulatory experience across Funds and Alternative Asset Management.