Senior Compliance Manager

Barclay Simpson; Birmingham; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

A leading investment fund in Birmingham is seeking a Compliance Advisory Officer. This role focuses on lending and savings products, requiring deep knowledge of FCA regulations. The officer will provide compliance advice, support governance, and foster a strong compliance culture within the organization.

Qualifications

• Experience in compliance advisory roles focusing on FCA regulations.
• Detailed knowledge of MCOB, BCOBS, SYSC, PRIN, and COCON.
• Ability to manage compliance standards and stakeholder engagement.

Responsibilities

• Provide compliance advice aligned with regulatory expectations.
• Advise on regulatory change and support compliance culture.
• Identify and assess regulatory changes, offering practical solutions.

Skills

Compliance advice

Regulatory interpretation

FCA regulations knowledge

Risk management

Job description

Sorry, applications for this particular job have now closed.

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We are also recruiting for a retail banking compliance advisory officer based in Birmingham, focusing on lending and savings products, with detailed knowledge of FCA regulations including MCOB, BCOBS, SYSC, PRIN, and COCON.

Job responsibilities include:

• Providing compliance advice aligned with regulatory expectations.
• Acting as an ambassador for compliance culture and standards.
• Advising on regulatory change, remediation, and market shifts.
• Supporting the build of a strong compliance culture and stakeholder engagement.
• Identifying and assessing regulatory changes and developing practical solutions.
• Delivering regulatory interpretation and advice, especially on FCA themes.
• Advising stakeholders on conduct regulation, risk management, and compliance policies.
• Representing compliance in projects and communicating key regulatory messages.
• Sharing industry insights and influencing team strategies.
• Ensuring governance reporting and escalation of compliance issues.
• Maintaining risk frameworks and compliance standards.
• Managing compliance advice quality and team performance.

Please contact [e-mail] with your CV for a full job description.

We value diversity and encourage applicants from underrepresented groups. We welcome candidates who meet most requirements and are happy to accommodate any application process adjustments.

Barclay Simpson acts as an employment agency for permanent roles and a business for temporary/contract positions.