Senior Compliance Consultant Investments

twenty84; City Of London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A leading consultancy in London is looking for a Senior Consultant in Investments Compliance to support financial services clients. Key responsibilities include delivering compliance solutions and ensuring adherence to FCA regulations. Candidates should have strong financial services compliance experience, preferably in investments or asset management. This full-time role offers career growth alongside competitive perks and benefits.

Benefits

25–30 days holiday

Private Medical Insurance

Pension

Gym contribution

Socials

Qualifications

• Solid financial services compliance experience in investments/asset/wealth management.
• Consulting experience is desirable but not essential.
• Knowledge of FCA regulations (MiFID, AIFMD).

Responsibilities

• Support clients across the investments and asset/wealth management sectors.
• Deliver expert compliance solutions for FCA applications and M&A due diligence.

Skills

Financial services compliance experience

Knowledge of FCA regulations

Consulting experience

Education

Regulation-based professional qualification (e.g. CISI UK Regulations)

Job description

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Base pay range

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Overview

Senior Consultant – Investments Compliance at a multi-award-winning consultancy. The role joins the Investments Compliance team and supports clients across the investments and asset/wealth management financial services sectors – from start-ups to global players – delivering expert compliance solutions.

Why consider this role?

• Career Growth: Build expertise across MiFID and AIFMD while working with senior compliance leaders.
• Variety: From FCA applications and client audits to M&A due diligence and regulatory projects.
• Impact: Take ownership of projects and help innovative firms stay compliant in a fast-changing market.
• Support & Perks: Collaborative team, competitive package, 25–30 days holiday, PMI, pension, gym contribution, and socials.

What you’ll bring

• Solid financial services compliance experience, ideally in investments/asset/wealth management.
• Consulting experience is desirable but not essential.
• Knowledge of FCA regulations (MiFID, AIFMD, financial promotions).
• Regulation-based professional qualification (e.g. CISI UK Regulations and Professional Indemnity or similar qualifications) not essential but would be an advantage.
• NB: this is not a financial crime role.

If you’re looking for a role where your expertise makes a direct impact while accelerating your career in investments regulation, this is a great next step. Please apply here.

Seniority level

• Associate

Employment type

• Full-time

Job function

• Consulting, Finance, and Legal

Industries

• Business Consulting and Services, Financial Services, and Investment Management

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