Senior Compliance Associate Financial Services | London, UK | Hybrid

Carnegie Consulting; London; Hybrid; GBP 60,000 - 70,000; Full time

Job summary

Carnegie Consulting is seeking a Senior Compliance Associate based in London for a pivotal role in compliance management. This position offers a blend of strategic oversight and daily operations support in a key financial services environment. Candidates should possess a minimum of 4 years of generalist compliance experience and relevant certifications, with a focus on fostering a culture of compliance across the business. The role allows for hybrid working arrangements and is ideal for those looking to make a significant impact within a respected firm.

Qualifications

• Minimum 4 years of generalist compliance experience in a financial services firm.
• Ideally from Insurance or Investment Management sectors.
• Proficient in MS365 and experienced with FinScan and ORBIS is a huge advantage.

Responsibilities

• Reviewing policies and procedures.
• Design and execute compliance monitoring plans.
• Support training initiatives and the regional business units.

Skills

Generalist compliance experience

Proficiency in MS365

Experience using FinScan

Experience using ORBIS

Education

CISI / ICA compliance qualification or similar

Job description

Senior Compliance Associate Financial Services

Senior Compliance Associate Financial Services

Carnegie Consulting London, United Kingdom Apply now Posted 4 days ago Hybrid Job Permanent GBP60000 - GBP70000 per annum + bonus and bens

Senior Compliance Associate Financial Services

Carnegie Consulting London, United Kingdom Apply now

Senior Compliance Associate - Financial Services - £70k My client is the Group HQ of a number of Financial Services businesses operating mainly in Ireland and Western Europe.

This role is a brand new role, based in London and supporting the Group Head of Compliance in a strategic generalist capacity as well as looking after the BAU daily generalist compliance of the Bermuda office.

The Role

• Reviewing policies and procedures
• Design and execute compliance monitoring plans
• Manage training initiatives
• Support the regional business units in their compliance methodology
• Encourage a culture of compliance across the business
• Support the Head of Compliance in various projects.
• Provide the Bermuda office with daily compliance support.

The Candidate

• A minimum of 4 years of generalist compliance experience in a financial services firm, ideally Insurance or Investment Management but other sectors of FS may also work as long as it is generalist (and not a specialism like Financial Crime or KYC of Monitoring etc)
• CISI / ICA compliance qualification or similar
• MS365 proficient with experience using FinScan and ORBIS a huge advantage.

This role is 3 days in the office with 2 at home.

There can be no visa sponsorship for this position

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