Senior Compliance Associate Financial Services

Carnegie Consulting Ltd; London; Hybrid; GBP 45,000 - 65,000; Full time

Job summary

A leading consulting firm in London seeks a Compliance Specialist to support the Group Head of Compliance in a strategic role. The position involves reviewing policies, managing compliance training, and providing daily support to the Bermuda office. Ideal candidates have at least 4 years of compliance experience in financial services and hold a relevant qualification. This hybrid role offers flexibility with 3 days in office and 2 days remote.

Qualifications

• Minimum of 4 years generalist compliance experience in financial services firm.
• CISI / ICA qualification or similar required.
• MS365 proficient with FinScan and ORBIS experience advantageous.

Responsibilities

• Review policies and procedures.
• Design and execute compliance monitoring plans.
• Support regional business units in compliance methodology.

Skills

Strong communication skills

Flexibility

Education

CISI / ICA compliance qualification

Tools

MS365

FinScan

ORBIS

Job description

This role is a brand new role, based in London and supporting the Group Head of Compliance in a strategic generalist capacity as well as looking after the BAU daily generalist compliance of the Bermuda office.

The Role

• Reviewing policies and procedures
• Design and execute compliance monitoring plans
• Manage training initiatives
• Support the regional business units in their compliance methodology
• Encourage a culture of compliance across the business
• Support the Head of Compliance in various projects.
• Provide the Bermuda office with daily compliance support.

The Candidate

• A minimum of 4 years of generalist compliance experience in a financial services firm, ideally Insurance or Investment Management but other sectors of FS may also work as long as it is generalist (and not a specialism like Financial Crime or KYC of Monitoring etc)
• CISI / ICA compliance qualification or similar
• MS365 proficient with experience using FinScan and ORBIS a huge advantage.
• Strong communication skills
• Flexible attitude

This role is 3 days in the office with 2 at home.

There can be no visa sponsorship for this position