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Senior Compliance Advisor

Compliance Professionals

London

Hybrid

GBP 60,000 - 100,000

Full time

30+ days ago

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An established industry player is seeking a Senior Compliance Advisor to join their dynamic team. In this pivotal role, you will provide compliance support for new license applications and ensure adherence to regulatory requirements across various jurisdictions. Your expertise will guide the development of new products and services, ensuring they meet both local and international standards. You will also monitor regulatory changes, conduct risk assessments, and deliver training to internal teams. This hybrid role offers the opportunity to work closely with legal and business development teams, making a significant impact on the company's compliance strategy.

Solid experience in compliance within financial services, focusing on licensing and regulatory affairs.
In-depth knowledge of global financial services regulations, including MiFID II and GDPR.

Provide compliance support for new license applications and regulatory matters.
Conduct assessments of regulatory risks and identify compliance gaps.

Compliance Advisory

Regulatory Knowledge

Risk Assessment

Regulatory Frameworks

Training Delivery

Bachelor's Degree in Finance or Law

Professional Compliance Certification

THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office per week.

THE RESPONSIBILITIES:

Provide compliance support for new license applications across different jurisdictions, ensuring adherence to all regulatory requirements and timelines.
Advise on regulatory matters related to new products and services, ensuring that the company meets local and international regulatory standards.
Conduct detailed assessments of regulatory risks for new business initiatives, products, and markets. Identify compliance gaps and recommend mitigation strategies.
Work closely with legal, product, and business development teams to ensure compliance considerations are embedded in the development of new products and services.
Monitor changes in regulations, laws, and industry best practices across key jurisdictions. Provide regular updates and insights to senior management and relevant stakeholders.
Serve as a subject matter expert for internal teams and provide compliance advice on complex regulatory issues related to the company's operations, products, and services.
Lead compliance training sessions for internal teams on regulatory requirements and best practices.
Build and maintain relationships with regulators, industry bodies, and other external stakeholders to stay informed of evolving regulatory requirements and standards.

EXPERIENCE REQUIRED:

Solid experience in compliance or regulatory advisory roles within the financial services industry, with a strong focus on licensing, regulatory affairs, and product development.
In-depth knowledge of global financial services regulations, including licensing and compliance requirements in multiple jurisdictions (e.g., EU, UK, US, APAC, GCC).
Strong understanding of regulatory frameworks such as MiFID II, GDPR, PSD2, and other relevant financial services regulations.
Proven ability to advise on complex regulatory issues and offer pragmatic, business-oriented solutions while maintaining compliance.

For further information please contact Hannah Tabatabai.

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