Senior Compliance Advisor

Tate; London; Hybrid; GBP 58,000; Full time

Job summary

A leading legal firm based in London is seeking a Senior Compliance Advisor to enhance their compliance team. This role involves supporting compliance functions, ensuring adherence to regulations, and fostering compliance culture through training and oversight. The firm offers a competitive salary of up to £58,000 and promotes a hybrid work model post-training. Candidates should possess significant compliance experience within legal settings and a strong grasp of relevant laws and regulations.

Qualifications

• Strong compliance experience from a law firm within the last year.
• Understanding of SRA StaRs and AML Regulations essential.
• Strong track record of making compliance decisions and training juniors.

Responsibilities

• Review compliance policies and client due diligence documentation.
• Conduct risk assessments and ongoing monitoring of clients.
• Provide guidance on compliance training and conduct inductions.

Skills

Compliance knowledge

Risk assessment

Research skills

Decision making

Training and mentoring

Education

Extensive compliance background

Knowledge of SRA StaRs and AML Regulations

Understanding of DPA/UK GDPR

Job description

A legal 500 commercial law firm based in the city is seeking a Senior Compliance Advisor, paying up to £58,000 plus benefits, to join their growing team.

After the initial training period, the role will be working on a hybrid basis, 3 days in the office and 2 days working from home.

The position be working closely with the Head of Compliance and will be supporting the COLP as well as the wider firm.

Duties will include the following;

Reviewing compliance policies, plans and procedures
Reviewing client due diligence documentation and carrying out risk assessments Ongoing monitoring and due diligence for various client types
Opening and onboarding new clients to the firm
Analysing and establishing the corporate structure for clients where relevant, and tracing up to the ultimate beneficial owners
Assisting in the ongoing monitoring of existing clients and updating due diligence for existing clients
Providing advice on AML/CTF to fee earners and other professionals
Obtaining relevant information on new matters, if required, in order to make a judgement call on whether a conflict or potential conflict is present
Screening all clients and matters for sanctions
Conducting ad-hoc research in all areas of risk and compliance
Conducting new joiner compliance inductions, creating awareness around the importance of compliance at the outset
Assign and coordinate compliance training to all new joiners, and annual refresher training;
Coordinating with the Lexcel Independent File Reviews
Assist the Head of Compliance with the maintaining of accreditation renewals (Lexcel and CQS)
Assist the Head of Compliance with annual AML external audits
Provide supervision and guidance to the compliance coordinator where appropriateThe ideal candidate come from an extensive compliance background having worked within a law firm in the last year. You will have a strong working knowledge, understanding and articulation of the SRA StaRs and AML Regulations. As well as sound knowledge of DPA/UK GDPR. A strong track record of making compliance decisions as well as training more junior members of the team.

Please be aware this advert will remain open until the vacancy has been filled. Interviews will take place throughout this period, therefore we encourage you to apply early to avoid disappointment.

Tate is acting as an Employment Business in relation to this vacancy.

Tate is committed to promoting equal opportunities. To ensure that every candidate has the best experience with us, we encourage you to let us know if there are any adjustments we can make during the application or interview process. Your comfort and accessibility are our priority, and we are here to support you every step of the way. Additionally, we value and respect your individuality, and we invite you to share your preferred pronouns in your application

Job Info

Job Title:

Senior Compliance Advisor

Company:

Tate

Location:

Posted:

Closes:

Jul 18th 2025

Sector:

Administration

Contract:

Permanent

Hours:

Full Time

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