Risk & Compliance Manager, Fixed Term Contract (12 months) – 27939

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TN United Kingdom
London
GBP 50,000 - 90,000
Be among the first applicants.
2 days ago
Job description

Risk & Compliance Manager, Fixed Term Contract (12 months) – 27939, London

Client: Emerald Group Ltd

Location: London, United Kingdom

Job Category: Finance

EU work permit required: Yes

Job Reference: 3b71bf3695f3

Job Views: 8

Posted: 26.04.2025

Expiry Date: 10.06.2025

Job Description:

Overview

This role involves ensuring compliance with regulatory requirements and maintaining up-to-date policies and procedures within the firm.

Key Duties (including but not limited to):

  • Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes.
  • Review compliance policies and procedures to ensure they are appropriate to the size and complexity of the business, meet all regulatory requirements, and are approved at partner level.
  • Review compliance systems, policies, and procedures, and identify areas requiring follow-up or investigation.
  • Review and monitor financial crime policies and procedures to ensure they are suitable and meet regulatory standards.
  • Review and monitor risk and operational risk management strategies and policies.

Qualifications required:

  • Degree educated and/or other relevant professional qualifications.

Experience required:

  • 5+ years of experience working within the UK Financial Services market, with significant exposure to the general insurance industry.
  • Good knowledge of FCA regulation is essential; knowledge of other regulatory jurisdictions is desirable.
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